DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Denise L Heimel

Investment Management Corporationindependent RIARoanoke, VaIA-onlyIAPD 4863466

Certified Financial Planner

Feed of 09/14/2026

Also filed as Denise Louise Heimel

At current firm

3 y

since Jun 8, 2023

In the industry

21 y

since Nov 22, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Investment Management Corporation independent RIA current
since Jun 8, 2023 · Roanoke, Va
Morgan Stanley wirehouse
Nov 30, 2022 to Mar 21, 2023 · Roanoke, Va
One Wealth Map, LLC independent RIA
Jun 9, 2021 to Jul 20, 2021 · Las Vegas, Nv
Charles Schwab & Co., Inc. national BD
Jan 3, 2019 to Apr 21, 2021 · Cheyenne, Wy
LPL Financial LLC BD affiliated
May 13, 2014 to Jun 12, 2017 · Fort Collins, Co
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 5, 2012 to Dec 11, 2012 · Fort Collins, Co
Ameriprise Financial Services, LLC national BD
Nov 23, 2004 to Jul 11, 2012 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Investment Management Corporation
left Mar 21, 2023, registered Jun 8, 2023 (79 days) · Wirehouse to independent RIA
One Wealth Map, LLC to Morgan Stanley
left Jul 20, 2021, registered Nov 30, 2022 (498 days) · RIA to wirehouse
Charles Schwab & Co., Inc. to One Wealth Map, LLC
left Apr 21, 2021, registered Jun 9, 2021 (49 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to Charles Schwab & Co., Inc.
left Jun 12, 2017, registered Jan 3, 2019 (570 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Dec 11, 2012, registered May 13, 2014 (518 days) · Other
Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jul 11, 2012, registered Dec 5, 2012 (147 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Denise L Heimel left Morgan Stanley for Investment Management Corporation (registered 2023-06-08)
Mar 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address