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RIA / WealthAdvisor13 years in industry

THOMAS PATRICK CAFFREY

Advisor at DONALD W. NICHOLSON & ASSOCIATES LTD

WILMINGTON, DE | LANSDALE, PA

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Search this name across graphsid dfx:ria:92045c53-22ee-ff7f-6e51-72cf24d026cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DONALD W. NICHOLSON & ASSOCIATES LTD
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Oct 19, 2016
First registration: Jan 30, 2017
Dual registered: no
Other names: THOMAS PATRICK CAFFREY|THOMAS PATRICK CAFFREY
IAPD individual key: 5866720

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DONALD W. NICHOLSON & ASSOCIATES LTD	Independent wealth	Aug 7, 2025	n/a	yes	WILMINGTON, DE	Current employment
MOYER WEALTH MANAGEMENT	State registered	Apr 27, 2025	n/a	yes	LANSDALE, PA	Current employment
CAFFREY RETIREMENT SOLUTIONS	n/a	Aug 9, 2021	Dec 31, 2024	no	PERKIOMENVILLE, PA	Previous registration
CSENGE ADVISORY GROUP, LLC	Independent wealth	Apr 6, 2021	Jul 14, 2021	no	CLEARWATER, FL\|Malvern, PA	Previous registration
LION STREET ADVISORS, LLC	Former SEC adviser	Jul 27, 2018	Dec 31, 2018	no	Malvern, PA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jan 30, 2017	Jul 31, 2018	no	MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAFFREY RETIREMENT SOLUTIONS	MOYER WEALTH MANAGEMENT	Dec 31, 2024	Apr 27, 2025	117	Firm change	Other
CSENGE ADVISORY GROUP, LLC	CAFFREY RETIREMENT SOLUTIONS	Jul 14, 2021	Aug 9, 2021	26	Firm change	Other
LION STREET ADVISORS, LLC	CSENGE ADVISORY GROUP, LLC	Dec 31, 2018	Apr 6, 2021	827	Firm change after gap	Ibd to RIA
FSC SECURITIES CORPORATION	LION STREET ADVISORS, LLC	Jul 31, 2018	Jul 27, 2018	-4	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ DONALD W. NICHOLSON & ASSOCIATES LTDRegistered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ MOYER WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 27, 2025 to presentfactForm ADV
→ CAFFREY RETIREMENT SOLUTIONSRegistered adviserregistration: previous registration
Aug 9, 2021 to Dec 31, 2024factForm ADV
→ CSENGE ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 6, 2021 to Jul 14, 2021factForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 27, 2018 to Dec 31, 2018factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 30, 2017 to Jul 31, 2018factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Thomas Patrick Caffrey left Caffrey Retirement Solutions for Moyer Wealth Management (registered 2025-04-27)
Form ADVobserved 6 days ago