DFX Intelligence

A•••••••• M••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•••••••• M••• B••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Richmond, VA | Henrico, VA

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Search this name across graphsid dfx:ria:924f63d9-5385-3387-657c-6c4b429fb514

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Sep 26, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 26, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 22, 2024	n/a	yes	Richmond, VA\|Henrico, VA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 6, 2023	Jun 26, 2024	no	Chesterfield, VA\|Richmond, VA\|Chesterfield, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	A••••••••• F•••••••• S•••••••• L••	Jun 26, 2024	Jul 22, 2024	26	Firm change	Wirehouse to ibd
T••••• A••••••• S•••••••• I•••	J••• M••••• S••••••••• L••	May 23, 2023	Oct 6, 2023

Relationships

Registered with (6)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2017 to Mar 9, 2017factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 6, 2023 to Jun 26, 2024factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2022 to May 23, 2023factForm ADV
→ J•••• R•••• A•••• M••••••••• L••

Dated events

Occurred
Jun 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:924f63d9-5385-3387-657c-6c4b429fb514
First observed: Sep 26, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.