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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ | Elyria, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | SCOTTSDALE, AZ|Elyria, OH | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Aug 19, 2014 | Jun 14, 2024 | no | Independence, OH|LAGRANGE, OH|ELYRIA, OH | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 21, 2012 | Aug 8, 2014 | no | INDEPENDENCE, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 3, 2012 | no | BEACHWOOD, OH|CLEVELAND, OH|Cleveland, OH|Honolulu, HI|Honolulu, HI | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 25, 2008 | Jun 1, 2009 | no | CLEVELAND, OH|BEACHWOOD, OH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 15, 2008 | Apr 14, 2008 | no | GARDEN CITY, NY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 12, 2005 | Jan 8, 2008 | no | HONOLULU, HI|SADDLE BROOK, NJ|HONOLULU, HI | Previous registration |
| VALMARK ADVISERS, INC. | Bd affiliated wealth | Jun 30, 2003 | Apr 16, 2004 | no | AKRON , OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | SECURITIES AMERICA ADVISORS, INC. | Aug 8, 2014 | Aug 19, 2014 | 11 | Firm change | Other |
| MORGAN STANLEY | EQUITABLE ADVISORS, LLC | Aug 3, 2012 | Aug 21, 2012 | 18 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MORGAN STANLEY & CO. LLC | Apr 14, 2008 | Apr 25, 2008 | 11 | Firm change | Other |
| VALMARK ADVISERS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 16, 2004 | Aug 12, 2005 | 483 | Firm change after gap | Other |