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Registered advisor
K••••••• A••••••••• G•••••
Feed of 09/14/2026
Also filed as K••••••• A••••••••• Mcbride
At current firm
2 y
since Jun 14, 2024
In the industry
27 y
since Sep 2, 1999 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Scottsdale, Az
- S••••••••• A•••••• A•••••••• I••• formerAug 19, 2014 to Jun 14, 2024 · Independence, Oh
- E•••••••• A•••••••• L•• national BDAug 21, 2012 to Aug 8, 2014 · Independence, Oh
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 3, 2012 · Beachwood, Oh
- M••••• S•••••• • C•• L•• unclassifiedApr 25, 2008 to Jun 1, 2009 · Cleveland, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJan 15, 2008 to Apr 14, 2008 · Garden City, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDAug 12, 2005 to Jan 8, 2008 · Honolulu, Hi
- V•••••• A•••••••• I••• BD affiliatedJun 30, 2003 to Apr 16, 2004 · Akron , Oh
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Aug 8, 2014, registered Aug 19, 2014 (11 days) · Other
- M••••• S•••••• to E•••••••• A•••••••• L••left Aug 3, 2012, registered Aug 21, 2012 (18 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• • C•• L••left Apr 14, 2008, registered Apr 25, 2008 (11 days) · Other
- V•••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Apr 16, 2004, registered Aug 12, 2005 (483 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address