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RIA / WealthAdvisor33 years in industry

CRAIG DOUGLAS FINDLEY

Advisor at VENTURE VISIONARY PARTNERS LLC

SYLVANIA, OH

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Search this name across graphsid dfx:ria:92e49096-b1d2-d69c-dd58-51ca40b95b3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 7, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VENTURE VISIONARY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Oct 9, 1992
First registration: Dec 7, 1999
Dual registered: no
IAPD individual key: 2250784

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VENTURE VISIONARY PARTNERS LLC	Independent wealth	Jun 24, 2019	n/a	yes	SYLVANIA, OH	Current employment
PKS ADVISORY SERVICES, LLC	Independent wealth	May 10, 2019	Jun 26, 2019	no	ALBANY, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 14, 2011	Apr 23, 2019	no	SYLVANIA, OH\|NAPLES, FL\|Winter Park, FL\|BONITA SPRINGS, FL\|Sandusky, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 10, 2003	Dec 16, 2011	no	TOLEDO, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 7, 1999	Jun 12, 2003	no	TOLEDO, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PKS ADVISORY SERVICES, LLC	VENTURE VISIONARY PARTNERS LLC	Jun 26, 2019	Jun 24, 2019	-2	Firm change	RIA to new firm
UBS FINANCIAL SERVICES INC.	PKS ADVISORY SERVICES, LLC	Apr 23, 2019	May 10, 2019	17	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Dec 16, 2011	Dec 14, 2011	-2	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 12, 2003	Jun 10, 2003	-2	Firm change	Other

Relationships

Registered with (5)

→ VENTURE VISIONARY PARTNERS LLCRegistered adviserregistration: current employment
Jun 24, 2019 to presentfactForm ADV
→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 10, 2019 to Jun 26, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 14, 2011 to Apr 23, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 10, 2003 to Dec 16, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 7, 1999 to Jun 12, 2003factForm ADV

Dated events

No dated event names this entity yet.