P•••• M•••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

GREEN BAY, WI | NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9302c179-43d6-4681-78e2-a67d21d45aa3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 6, 2023	n/a	yes	GREEN BAY, WI\|NORTHBROOK, IL	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 9, 2022	Mar 2, 2023	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	W•••• F•••• A•••••••	Apr 11, 2023	Aug 9, 2022	-245	Firm change after gap	RIA to wirehouse
W•••• F•••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 2, 2023	Apr 6, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
816:19616:IL:2016-01-28	Feb 25, 2016	Feb 17, 2016	CHICAGO, IL	Firm change

Relationships

Registered with (6)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 6, 2023 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 24, 2020 to Apr 11, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 9, 2022 to Mar 2, 2023factForm ADV
→ C••••• S••••• S••••••••• •••• L••

Dated events

Occurred
Apr 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9302c179-43d6-4681-78e2-a67d21d45aa3
First observed: Mar 21, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.