DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• M•••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseGreen Bay, Wi dual registrantIAPD 2456226

Feed of 09/14/2026

Also filed as P•••• Michael M•••••••

At current firm

3 y

since Apr 6, 2023

In the industry

21 y

since Mar 18, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Apr 6, 2023 · Green Bay, Wi
W•••• F•••• A••••••• wirehouse
Aug 9, 2022 to Mar 2, 2023 · Chicago, Il
B•••••••• I••••••••• M••••••••• L•• mixed wealth
Aug 24, 2020 to Apr 11, 2023 · Northfield, Il
W•••• F•••• A••••••• wirehouse
Feb 17, 2016 to Dec 24, 2019 · Chicago, Il
C••••• S••••• S••••••••• •••• L•• former
May 1, 2008 to Feb 25, 2016 · Northbrook, Il
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Apr 29, 2008 · Chicago, Il
M••••• S•••••• D• I••• unclassified
Mar 21, 2005 to Apr 2, 2007 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

B•••••••• I••••••••• M••••••••• L•• to W•••• F•••• A•••••••
left Apr 11, 2023, registered Aug 9, 2022 (-245 days) · RIA to wirehouse
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 2, 2023, registered Apr 6, 2023 (35 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to B•••••••• I••••••••• M••••••••• L••
left Dec 24, 2019, registered Aug 24, 2020 (244 days) · Wirehouse to independent RIA
C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••
left Feb 25, 2016, registered Feb 17, 2016 (-8 days) · Other · moved with a team
M••••• S•••••• • C•• L•• to C••••• S••••• S••••••••• •••• L••
left Apr 29, 2008, registered May 1, 2008 (2 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

P•••• M••••••• left B•••••••• I••••••••• M••••••••• L•• for W•••• F•••• A••••••• (registered 2022-08-09)
Apr 11, 2023 · Advisor changed firm · fact
P•••• M••••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-04-06)
Mar 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address