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Advisor at EDWARD JONES
FRIENDSWOOD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Mar 28, 2024 | n/a | yes | FRIENDSWOOD, TX | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 18, 2021 | Mar 26, 2024 | no | LAKE JACKSON, TX|ANGLETON, TX|HOUSTON, TX|ALVIN, TX|PEARLAND, TX|RICHMOND, TX|PEARLAND, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | May 18, 2020 | Aug 17, 2021 | no | Seabrook, TX|Alvin, TX|Houston, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 9, 2019 | May 11, 2020 | no | Houston, TX | Previous registration |
| SWBC INVESTMENT COMPANY | Independent wealth | Jun 5, 2018 | Nov 5, 2018 | no | PEARLAND, TX|SAN ANTONIO, TX | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | May 15, 2015 | May 3, 2018 | no | HOUSTON, TX|MCLEAN, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 22, 2014 | Apr 16, 2015 | no | FORT WORTH, TX | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 13, 2013 | Jun 27, 2013 | no | FORT WORTH, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Aug 25, 2009 | Jun 27, 2013 | no | OMAHA, NE|FORT WORTH, TX|FORT WORTH, TX|OMAHA, NE | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Aug 4, 2008 | Mar 19, 2009 | no | WESTLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | EDWARD JONES | Mar 26, 2024 | Mar 28, 2024 | 2 | Firm change | Ibd to ibd |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PNC WEALTH MANAGEMENT | Aug 17, 2021 | Aug 18, 2021 | 1 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | PNC MANAGED ACCOUNT SOLUTIONS, INC. | May 11, 2020 | May 18, 2020 | 7 | Firm change | Wirehouse to ibd |
| SWBC INVESTMENT COMPANY | MORGAN STANLEY | Nov 5, 2018 | Sep 9, 2019 | 308 | Firm change | RIA to wirehouse |
| CAPITAL ONE ADVISORS, LLC | SWBC INVESTMENT COMPANY | May 3, 2018 | Jun 5, 2018 | 33 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | CAPITAL ONE ADVISORS, LLC | Apr 16, 2015 | May 15, 2015 | 29 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jun 27, 2013 | Feb 13, 2013 | -134 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | WELLS FARGO ADVISORS | Jun 27, 2013 | Jul 22, 2014 | 390 | Firm change | Other |
| STRATEGIC ADVISERS LLC | TD AMERITRADE, INC. | Mar 19, 2009 | Aug 25, 2009 | 159 | Firm change | Ibd to new firm |