DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Jenna Lee Faletti
At current firm
2 y
since Mar 28, 2024
In the industry
21 y
since May 23, 2005 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Mar 28, 2024 · Friendswood, Tx
- Pnc Wealth Management BD affiliatedAug 18, 2021 to Mar 26, 2024 · Lake Jackson, Tx
- Pnc Managed Account Solutions, Inc. formerMay 18, 2020 to Aug 17, 2021 · Seabrook, Tx
- Morgan Stanley wirehouseSep 9, 2019 to May 11, 2020 · Houston, Tx
- Swbc Investment Company independent RIAJun 5, 2018 to Nov 5, 2018 · Pearland, Tx
- Capital One Advisors, LLC formerMay 15, 2015 to May 3, 2018 · Houston, Tx
- Wells Fargo Advisors wirehouseJul 22, 2014 to Apr 16, 2015 · Fort Worth, Tx
- Td Ameritrade Investment Management, LLC formerFeb 13, 2013 to Jun 27, 2013 · Fort Worth, Tx
- Td Ameritrade, Inc. formerAug 25, 2009 to Jun 27, 2013 · Omaha, Ne
- Strategic Advisers LLC national BDAug 4, 2008 to Mar 19, 2009 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Edward Jonesleft Mar 26, 2024, registered Mar 28, 2024 (2 days) · Affiliated broker-dealer or bank to another
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- Morgan Stanley to Pnc Managed Account Solutions, Inc.left May 11, 2020, registered May 18, 2020 (7 days) · Wirehouse to affiliated broker-dealer or bank
- Swbc Investment Company to Morgan Stanleyleft Nov 5, 2018, registered Sep 9, 2019 (308 days) · RIA to wirehouse
- Capital One Advisors, LLC to Swbc Investment Companyleft May 3, 2018, registered Jun 5, 2018 (33 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Capital One Advisors, LLCleft Apr 16, 2015, registered May 15, 2015 (29 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jun 27, 2013, registered Feb 13, 2013 (-134 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Wells Fargo Advisorsleft Jun 27, 2013, registered Jul 22, 2014 (390 days) · Other
- Strategic Advisers LLC to Td Ameritrade, Inc.left Mar 19, 2009, registered Aug 25, 2009 (159 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
- Jennifer Robbins left Pnc Wealth Management for Edward Jones (registered 2024-03-28)Mar 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address