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J••••• D• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

J••••• D• S••••••

Advisor at W•••••• A•••••••• L••

BIRMINGHAM, AL | OAK BROOK, IL

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Search this name across graphsid dfx:ria:936a002d-ba79-34a5-ae48-98c1854db6a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Jan 10, 2024	n/a	yes	OAK BROOK, IL\|BIRMINGHAM, AL	Current employment
S•••••••• F•••••••• G••••• L••	Former SEC adviser	Nov 4, 2008	Mar 29, 2024	no	M••••••VILLE, IN\|Burr Ridge, IL\|Oak Brook, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F•••••••• G••••• L••	W•••••• A•••••••• L••	Mar 29, 2024	Jan 10, 2024	-79	Firm change after gap	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••••• F•••••••• G••••• L••	Oct 21, 2008	Nov 4, 2008

Relationships

Registered with (4)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 10, 2024 to presentfactForm ADV
→ S•••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Nov 4, 2008 to Mar 29, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 17, 2008 to Oct 21, 2008factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

Occurred
Mar 29, 2024
Advisor changed firm
J••••• D• S•••••• left S•••••••• F•••••••• G••••• L•• for W•••••• A•••••••• L•• (registered 2024-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:936a002d-ba79-34a5-ae48-98c1854db6a6
First observed: Nov 16, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.