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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Sidney Davenport Lord

Advisor at HARTFORD FUNDS

Scituate, MA | WAYNE, PA

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Search this name across graphsid dfx:ria:9375484c-bbcc-7c6d-d5b5-71aafb113b57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARTFORD FUNDS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 1, 2016
First registration: Jul 1, 2016
Dual registered: yes, broker-dealer
Other names: Sid Davenport Lord|Sidney D Lord
IAPD individual key: 6637000

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARTFORD FUNDS	Asset manager	Sep 30, 2025	n/a	yes	Scituate, MA\|WAYNE, PA	Current employment
PROSHARE ADVISORS LLC	Asset manager	Dec 11, 2024	Oct 7, 2025	no	BETHESDA, MD\|Scituate, MA	Previous registration
PRINCIPAL ASSET MANAGEMENT	Other adviser	Jun 26, 2020	Apr 5, 2023	no	WASHINGTON, DC\|Alexandria, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 1, 2016	May 23, 2018	no	Minneapolis, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSHARE ADVISORS LLC	HARTFORD FUNDS	Oct 7, 2025	Sep 30, 2025	-7	Firm change	Other
PRINCIPAL ASSET MANAGEMENT	PROSHARE ADVISORS LLC	Apr 5, 2023	Dec 11, 2024	616	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PRINCIPAL ASSET MANAGEMENT	May 23, 2018	Jun 26, 2020	765	Firm change after gap	Other

Relationships

Registered with (4)

→ HARTFORD FUNDSRegistered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ PROSHARE ADVISORS LLCRegistered adviserregistration: previous registration
Dec 11, 2024 to Oct 7, 2025factForm ADV
→ PRINCIPAL ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jun 26, 2020 to Apr 5, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 1, 2016 to May 23, 2018factForm ADV

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
Sidney Davenport Lord left Proshare Advisors Llc for Hartford Funds (registered 2025-09-30)
Form ADVobserved 4 days ago
Occurred
Apr 5, 2023
Advisor changed firm
Sidney Davenport Lord left Principal Asset Management for Proshare Advisors Llc (registered 2024-12-11)
Form ADVobserved 4 days ago