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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JEFFERY ALBERT READY

Advisor at ADVICE AND PLANNING SERVICES

Cincinnati, OH | CINCINNATI, OH

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Search this name across graphsid dfx:ria:938874b4-1d86-2e12-b131-ea494ccb65d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 21, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 20, 1996
First registration: Jun 21, 1996
Dual registered: yes, broker-dealer
Other names: JEFF READY|JEFFERY ALBERT READY|JEFFREY ALBERT READY|JEFF A READY
IAPD individual key: 2652081

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 18, 2024	n/a	yes	CINCINNATI, OH\|Cincinnati, OH	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 17, 2012	Apr 23, 2015	no	BETHESDA, MD	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 17, 2012	Apr 23, 2015	no	Potomac, MD	Previous registration
ALPHA CAPITAL MANAGEMENT	Independent wealth	Sep 13, 2010	Jun 1, 2012	no	AUSTIN, TX	Previous registration
SOUTH TEXAS MONEY MANAGEMENT, LTD.	Former SEC adviser	Jul 16, 2009	Sep 13, 2010	no	AUSTIN, TX\|SAN ANTONIO, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 21, 1996	Jul 7, 2009	no	Houston, TX\|AUSTIN, TX\|AUSTIN, TX\|Plano, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 23, 2015	Aug 17, 2012	-979	Channel change	Other
TD AMERITRADE, INC.	ADVICE AND PLANNING SERVICES	Apr 23, 2015	Jul 18, 2024	3,374	Firm change after gap	Other
ALPHA CAPITAL MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 1, 2012	Aug 17, 2012	77	Firm change	Other
SOUTH TEXAS MONEY MANAGEMENT, LTD.	ALPHA CAPITAL MANAGEMENT	Sep 13, 2010	Sep 13, 2010	0	Firm change	Other
CHARLES SCHWAB & CO., INC.	SOUTH TEXAS MONEY MANAGEMENT, LTD.	Jul 7, 2009	Jul 16, 2009	9	Firm change	Other

Relationships

Registered with (6)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Jul 18, 2024 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 17, 2012 to Apr 23, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 17, 2012 to Apr 23, 2015factForm ADV
→ ALPHA CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Sep 13, 2010 to Jun 1, 2012factForm ADV
→ SOUTH TEXAS MONEY MANAGEMENT, LTD.Registered adviserregistration: previous registration
Jul 16, 2009 to Sep 13, 2010factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 21, 1996 to Jul 7, 2009factForm ADV

Dated events

No dated event names this entity yet.