RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••••• R••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 18, 2024 · Cincinnati, Oh
- T• A••••••••• I••• formerAug 17, 2012 to Apr 23, 2015 · Potomac, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 17, 2012 to Apr 23, 2015 · Bethesda, Md
- A•••• C•••••• M••••••••• independent RIASep 13, 2010 to Jun 1, 2012 · Austin, Tx
- S•••• T•••• M•••• M••••••••• L••• formerJul 16, 2009 to Sep 13, 2010 · Austin, Tx
- C•••••• S••••• • C••• I••• national BDJun 21, 1996 to Jul 7, 2009 · Houston, Tx
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 23, 2015, registered Aug 17, 2012 (-979 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Apr 23, 2015, registered Jul 18, 2024 (3374 days) · Other
- A•••• C•••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 1, 2012, registered Aug 17, 2012 (77 days) · Other
- S•••• T•••• M•••• M••••••••• L••• to A•••• C•••••• M•••••••••left Sep 13, 2010, registered Sep 13, 2010 (0 days) · Other
- C•••••• S••••• • C••• I••• to S•••• T•••• M•••• M••••••••• L•••left Jul 7, 2009, registered Jul 16, 2009 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address