DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K••••• A••••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jun 16, 2025 | n/a | yes | HOUSTON, TX|AUSTIN, TX|Houston, TX | Current employment |
| M••••• A••••••• | Independent wealth | Sep 20, 2018 | Oct 8, 2024 | no | HOUSTON, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• A••••••• | K••••• A••••••• S•••••••• L•• | Oct 8, 2024 | Jun 16, 2025 | 251 | Firm change | RIA to ibd |
| A••••••••• F•••••••• S•••••••• L•• | M••••• A••••••• | Sep 17, 2018 | Sep 20, 2018 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 16, 2018 | Sep 17, 2018 | no | Houston, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 6, 2018 | May 14, 2018 | no | KINGWOOD, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 5, 2012 | Oct 4, 2017 | no | HOUSTON, TX | Previous registration |
| I•••••• A•••••••• I••• | Asset manager | Feb 10, 2011 | Feb 22, 2012 | no | ATLANTA, GA | Previous registration |
| 3 |
| Firm change |
| Ibd to RIA |
| I•••••• A•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Feb 22, 2012 | Sep 5, 2012 | 196 | Firm change | Other |