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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

NEXPOINT INSURANCE SOLUTIONS, L.P.

CRD 301997

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93c2145b-cb9c-e7b4-075e-f3faffc4a9d2

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 15
On other graphs: 0
Observed: Jul 19, 2019 to Jun 30, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $95.7MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $95.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $47.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Custody, client assets: $0
SEC number: 801-117200
CRD: 301997
Filings on the tape: 19
First filed: Jul 19, 2019
Latest filed: Jun 30, 2026
Organised: Limited Partnership, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID ERIC HOLT	n/a	DALLAS, TX	7	32	n/a	yes
BRADFORD Burman HEISS	n/a	DALLAS, TX	7	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DONDERO, NANCY, MARIE	Trustee	F	yes	10/2015	Jul 19, 2019	Mar 28, 2024
NEXANNUITY HOLDINGS, INC.	LIMITED PARTNER	E	yes	04/2021	Apr 9, 2021	Mar 28, 2024
NEXPOINT INSURANCE SOLUTIONS GP, LLC	GENERAL PARTNER	Na	yes	04/2019	Mar 30, 2020	Mar 28, 2024
THE DUGABOY INVESTMENT TRUST	SOLE MEMBER	E	yes	02/2021	Jul 19, 2019	Mar 28, 2024
WATERHOUSE, FRANK, GEORGE	Treasurer	Na	yes	04/2019	Jul 19, 2019	Mar 28, 2024
HEISS, BRADFORD, Burman	PRESIDENT AND CHIEF INVESTMENT OFFICER	Na	no	01/2023	Jan 23, 2023	Mar 28, 2024
Vitiello, Stephanie, Lynn	CHIEF COMPLIANCE OFFICER AND SECRETARY	Na	no	01/2023	Jan 23, 2023	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEXPOINT ASSET MANAGEMENT, L.P.	n/a	Asset manager	$2.8B	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS VII, L.P.	n/a	Asset manager	$1.9B	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS, L.P.	n/a	Former SEC adviser	$976M	N	yes	n/a
NEXANNUITY ASSET MANAGEMENT, L.P.	n/a	Institutional manager	$823M	N	yes	n/a
NEXPOINT ADVISORS, L.P.	n/a	Asset manager	$131M	N	yes	n/a
NEXADVISORS, LLC	n/a	Independent wealth	$26.1M	N	yes	n/a
NEXBANK SECURITIES INC	n/a	Former SEC adviser	$882,487	N	yes	n/a
GOVERNANCE RE, LTD	n/a	n/a	n/a	N	yes	n/a
Nexbank	n/a	n/a	n/a	N	yes	TX
NEXPOINT REAL ESTATE ADVISORS IV, L.P.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS IX, L.P.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS V, L.P.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS VI, L.P.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS VIII, L.P.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
NEXVANTAGE TITLE SERVICES	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$95.7M	$95.7M	4	4	n/a	n/a
2024	Mar 28, 2025	$77.2M	$77.2M	2	2	n/a	n/a
2023	Mar 28, 2024	$59.6M	$59.6M	2	1	n/a	n/a
2022	Mar 30, 2023	$0	$0	2	1	n/a	n/a
2021	Mar 31, 2022	n/a	n/a	2	1	n/a	n/a
2020	Apr 1, 2021	$87.8M	$87.8M	2	1	n/a	n/a
2019	Mar 30, 2020	$14.2M	$14.2M	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$95.7M	$77.2M	23.9%	$0	n/a	4	2	0	0

Relationships

Affiliated with (14)

→ NEXBANK WEALTH ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ NEXPOINT ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ NEXPOINT ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ NEXPOINT REAL ESTATE ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ NEXPOINT REAL ESTATE ADVISORS VII, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ NEXANNUITY ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ NEXADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NEXANNUITY ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NEXPOINT ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXPOINT ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS VII, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS X, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXBANK WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← DAVID ERIC HOLTAdvisorregistration: current employment
Aug 19, 2019 to presentfactForm ADV
← BRADFORD Burman HEISSAdvisorregistration: current employment
Aug 19, 2019 to presentfactForm ADV

Controls (5)

← WATERHOUSE, FRANK, GEORGEOwnerTREASURER, ownership code NA, individual
Jul 19, 2019 to Mar 28, 2024factForm ADV
← DONDERO, NANCY, MARIEOwnerTRUSTEE, ownership code F, individual
Jul 19, 2019 to Mar 28, 2024factForm ADV
← NEXANNUITY HOLDINGS, INC.OwnerLIMITED PARTNER, ownership code E, domestic entity
Apr 9, 2021 to Mar 28, 2024factForm ADV
← NEXPOINT INSURANCE SOLUTIONS GP, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 30, 2020 to Mar 28, 2024factForm ADV
← THE DUGABOY INVESTMENT TRUSTOwnerSOLE MEMBER, ownership code E, domestic entity
Jul 19, 2019 to Mar 28, 2024factForm ADV

Owns (2)

← HEISS, BRADFORD, BurmanOwnerPRESIDENT AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Jan 23, 2023 to Mar 28, 2024factForm ADV
← Vitiello, Stephanie, LynnOwnerCHIEF COMPLIANCE OFFICER AND SECRETARY, ownership code NA, individual
Jan 23, 2023 to Mar 28, 2024factForm ADV

Dated events

Occurred
Jan 23, 2023
Control person joined
Marie Nancy Dondero (Trustee) appeared on Schedule A of Nexpoint Insurance Solutions, L.P.
Form ADVobserved 4 days ago
Occurred
Jan 23, 2023
Control person left
David James Dondero (President) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2022-09-29, absent 2023-01-23)
Form ADVobserved 4 days ago
Occurred
Apr 9, 2021
Control person left
William John Honis (Trustee) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2021-04-01, absent 2021-04-09)
Form ADVobserved 4 days ago
Occurred
Apr 9, 2021
Control person left
Patrick James Seery (Director) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2021-04-01, absent 2021-04-09)
Form ADVobserved 4 days ago
Occurred
Apr 9, 2021
Control person left
Stephen John Dubel (Director) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2021-04-01, absent 2021-04-09)
Form ADVobserved 4 days ago
Occurred
Apr 9, 2021
Control person left
Farley Russell Nelms (Director) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2021-04-01, absent 2021-04-09)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2021
Control person left
Byron Scott Ellington (Secretary) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2020-03-30, absent 2021-04-01)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Kiyoshi Mark Okada (Limited Partner, Evp) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2019-07-19, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Blackwell Lee Parker (Assistant Secretary) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2019-07-19, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Nathan Lawrence Tonomura (Trustee) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2019-07-19, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
Marie Nancy Dondero (Trustee) no longer on Schedule A of Nexpoint Insurance Solutions, L.P. (listed 2019-07-19, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Patrick James Seery (Director) appeared on Schedule A of Nexpoint Insurance Solutions, L.P.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Stephen John Dubel (Director) appeared on Schedule A of Nexpoint Insurance Solutions, L.P.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person joined
Farley Russell Nelms (Director) appeared on Schedule A of Nexpoint Insurance Solutions, L.P.
Form ADVobserved 4 days ago
Occurred
Jul 19, 2019
First Form ADV filing
Highland Capital Insurance Solutions, L.P. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c2145b-cb9c-e7b4-075e-f3faffc4a9d2
First observed: Jul 19, 2019
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEXPOINT INSURANCE SOLUTIONS, L.P.

CRD 301997

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93c2145b-cb9c-e7b4-075e-f3faffc4a9d2

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID ERIC HOLT

n/a

DALLAS, TX

n/a

yes

BRADFORD Burman HEISS

n/a

DALLAS, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DONDERO, NANCY, MARIE

Trustee

yes

10/2015

Jul 19, 2019

Mar 28, 2024

NEXANNUITY HOLDINGS, INC.

LIMITED PARTNER

yes

04/2021

Apr 9, 2021

Mar 28, 2024

NEXPOINT INSURANCE SOLUTIONS GP, LLC

GENERAL PARTNER

yes

04/2019

Mar 30, 2020

Mar 28, 2024

THE DUGABOY INVESTMENT TRUST

SOLE MEMBER

yes

02/2021

Jul 19, 2019

Mar 28, 2024

WATERHOUSE, FRANK, GEORGE

Treasurer

yes

04/2019

Jul 19, 2019

Mar 28, 2024

HEISS, BRADFORD, Burman

PRESIDENT AND CHIEF INVESTMENT OFFICER

01/2023

Jan 23, 2023

Mar 28, 2024

Vitiello, Stephanie, Lynn

CHIEF COMPLIANCE OFFICER AND SECRETARY

01/2023

Jan 23, 2023

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEXPOINT ASSET MANAGEMENT, L.P.

n/a

Asset manager

$2.8B

yes

n/a

NEXPOINT REAL ESTATE ADVISORS VII, L.P.

n/a

Asset manager

$1.9B

yes

n/a

NEXPOINT REAL ESTATE ADVISORS, L.P.

n/a

Former SEC adviser

$976M

yes

n/a

NEXANNUITY ASSET MANAGEMENT, L.P.

n/a

Institutional manager

$823M

yes

n/a

NEXPOINT ADVISORS, L.P.

n/a

Asset manager

$131M

yes

n/a

NEXADVISORS, LLC

n/a

Independent wealth

$26.1M

yes

n/a

NEXBANK SECURITIES INC

n/a

Former SEC adviser

$882,487

yes

n/a

GOVERNANCE RE, LTD

n/a

yes

n/a

Nexbank

n/a

yes

NEXPOINT REAL ESTATE ADVISORS IV, L.P.

n/a

yes

n/a

NEXPOINT REAL ESTATE ADVISORS IX, L.P.

n/a

yes

n/a

NEXPOINT REAL ESTATE ADVISORS V, L.P.

n/a

yes

n/a

NEXPOINT REAL ESTATE ADVISORS VI, L.P.

n/a

yes

n/a

NEXPOINT REAL ESTATE ADVISORS VIII, L.P.

n/a

yes

n/a

NEXPOINT SECURITIES, INC.

n/a

yes

n/a

NEXVANTAGE TITLE SERVICES

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$95.7M

n/a

2024

Mar 28, 2025

$77.2M

n/a

2023

Mar 28, 2024

$59.6M

n/a

2022

Mar 30, 2023

n/a

2021

Mar 31, 2022

n/a

2020

Apr 1, 2021

$87.8M

n/a

2019

Mar 30, 2020

$14.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$95.7M

$77.2M

23.9%

n/a