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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

NEXBANK WEALTH ADVISORS

NEXBANK SECURITIES, INC., CRD 133267

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65448c1b-f57e-741d-8ef7-9d512dc28f87

Data as of Apr 21, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 3
On other graphs: 1
Observed: Aug 30, 2017 to Apr 21, 2021
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Nexbank Securities Inc

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $882,487Item 5.F on the latest filing (2021-04-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $882,487
Private client RAUM: $882,487derivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Individual clients: 2
High net worth clients: 1
Custody, client assets: $0
SEC number: 801-111780
CRD: 133267
Filings on the tape: 16
First filed: Aug 30, 2017
Latest filed: Apr 21, 2021
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HODGES, STACY MALINDA	FINOP/ PFO/ POO	Na	yes	12/2017	Mar 29, 2018	Apr 21, 2021
HOLT, DAVID ERIC	PRESIDENT/ CHIEF COMPLIANCE OFFICER AND AMLO	Na	yes	10/2014	Aug 30, 2017	Apr 21, 2021
NEXBANK CAPITAL, INC.	Stockholder	E	yes	05/2006	Aug 30, 2017	Apr 21, 2021
SCOTT, GRANT JAMES	Trustee	F	yes	01/2013	Aug 30, 2017	Apr 21, 2021
THE SLHC TRUST	Shareholder	D	yes	12/2016	Mar 30, 2020	Apr 21, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.	n/a	Asset manager	$2.8B	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS VII, L.P.	n/a	Asset manager	$1.9B	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS, L.P.	n/a	Former SEC adviser	$976M	N	yes	n/a
NEXANNUITY ASSET MANAGEMENT, L.P.	n/a	Institutional manager	$823M	N	yes	n/a
NEXPOINT ADVISORS, L.P.	n/a	Asset manager	$131M	N	yes	n/a
NEXPOINT INSURANCE SOLUTIONS, L.P.	n/a	Asset manager	$95.7M	N	yes	n/a
FALCON E & P OPPORTUNITIES GP, LLC	n/a	Former SEC adviser	$74.1M	N	yes	n/a
GOVERNANCE RE, LTD	n/a	n/a	n/a	N	yes	n/a
NEXBANK SSB	n/a	n/a	n/a	N	yes	n/a
NEXPOINT HOSPITALITY TRUST, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT MULTI FAMILY CAPITAL TRUST, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT RE FINANCE ADVISOR GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXPOINT RESIDENTIAL TRUST OPERATING PARTNERSHIP GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXPOINT SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
NEXVANTAGE TITLE SERVICES.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$882,487	$882,487	5	1	0	n/a	n/a
2019	Mar 30, 2020	$1.9M	$1.9M	5	1	0	n/a	n/a
2018	Mar 29, 2019	$1.8M	$1.8M	5	1	1	n/a	n/a
2017	Mar 29, 2018	$0	$0	6	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$882,487	$1.9M	-53.8%	$0	n/a	5	5	0	0

Relationships

Affiliated with (17)

← NEXPOINT INSURANCE SOLUTIONS, L.P.Registered adviserbroker-dealer, common control
factForm ADV
← NEXANNUITY ASSET MANAGEMENT, L.P.Registered adviserbroker-dealer, common control
factForm ADV
← NEXADVISORS, LLCRegistered adviserbroker-dealer, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS X, L.P.Registered adviserother investment adviser, broker-dealer, investment company, common control
factForm ADV
→ NEXPOINT ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ FALCON E & P OPPORTUNITIES GP, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEXPOINT ADVISORS, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ NEXPOINT REAL ESTATE ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ NEXPOINT INSURANCE SOLUTIONS, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ NEXPOINT REAL ESTATE ADVISORS VII, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEXANNUITY ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
← FALCON E & P OPPORTUNITIES GP, LLCRegistered adviserother investment adviser, broker-dealer, investment company, common control
factForm ADV
← GRANITE BAY ADVISORS, L.P.Registered adviserother investment adviser, broker-dealer, investment company, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS II, L.P.Registered adviserother investment adviser, broker-dealer, investment company, common control
factForm ADV
← HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.Registered adviserbroker-dealer, investment company, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS, L.P.Registered adviserbroker-dealer, investment company, common control
factForm ADV
← TUNSTALL CAPITAL MANAGEMENT, L.P.Registered adviserbroker-dealer, common control
factForm ADV

Controls (5)

← HOLT, DAVID ERICOwnerPRESIDENT/ CHIEF COMPLIANCE OFFICER AND AMLO, ownership code NA, individual
Aug 30, 2017 to presentfactForm ADV
← HODGES, STACY MALINDAOwnerFINOP/ PFO/ POO, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← NEXBANK CAPITAL, INC.OwnerSTOCKHOLDER, ownership code E, domestic entity
Aug 30, 2017 to presentfactForm ADV
← SCOTT, GRANT JAMESOwnerTRUSTEE, ownership code F, individual
Aug 30, 2017 to presentfactForm ADV
← THE SLHC TRUSTOwnerSHAREHOLDER, ownership code D, domestic entity
Mar 30, 2020 to presentfactForm ADV

Registered with (2)

← MICHIEL HARRIS HURLEYAdvisorregistration: previous registration
Dec 13, 2017 to Mar 31, 2022factForm ADV
← BRADFORD Burman HEISSAdvisorregistration: previous registration
Jan 18, 2018 to Mar 31, 2022factForm ADV

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
Bradford Burman Heiss left Nexbank Wealth Advisors for Nexpoint Insurance Solutions, L.P. (registered 2019-08-19)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Michiel Harris Hurley left Nexbank Wealth Advisors for Nexadvisors, Llc (registered 2022-02-08)
Form ADVobserved 6 days ago
Occurred
Aug 30, 2017
First Form ADV filing
Nexbank Securities, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65448c1b-f57e-741d-8ef7-9d512dc28f87
First observed: Aug 30, 2017
Last observed: Apr 21, 2021 65 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEXBANK WEALTH ADVISORS

NEXBANK SECURITIES, INC., CRD 133267

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65448c1b-f57e-741d-8ef7-9d512dc28f87

Data as of Apr 21, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HODGES, STACY MALINDA

FINOP/ PFO/ POO

yes

12/2017

Mar 29, 2018

Apr 21, 2021

HOLT, DAVID ERIC

PRESIDENT/ CHIEF COMPLIANCE OFFICER AND AMLO

yes

10/2014

Aug 30, 2017

Apr 21, 2021

NEXBANK CAPITAL, INC.

Stockholder

yes

05/2006

Aug 30, 2017

Apr 21, 2021

SCOTT, GRANT JAMES

Trustee

yes

01/2013

Aug 30, 2017

Apr 21, 2021

THE SLHC TRUST

Shareholder

yes

12/2016

Mar 30, 2020

Apr 21, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.

n/a

Asset manager

$2.8B

yes

n/a

NEXPOINT REAL ESTATE ADVISORS VII, L.P.

n/a

Asset manager

$1.9B

yes

n/a

NEXPOINT REAL ESTATE ADVISORS, L.P.

n/a

Former SEC adviser

$976M

yes

n/a

NEXANNUITY ASSET MANAGEMENT, L.P.

n/a

Institutional manager

$823M

yes

n/a

NEXPOINT ADVISORS, L.P.

n/a

Asset manager

$131M

yes

n/a

NEXPOINT INSURANCE SOLUTIONS, L.P.

n/a

Asset manager

$95.7M

yes

n/a

FALCON E & P OPPORTUNITIES GP, LLC

n/a

Former SEC adviser

$74.1M

yes

n/a

GOVERNANCE RE, LTD

n/a

yes

n/a

NEXBANK SSB

n/a

yes

n/a

NEXPOINT HOSPITALITY TRUST, INC.

n/a

yes

n/a

NEXPOINT MULTI FAMILY CAPITAL TRUST, INC.

n/a

yes

n/a

NEXPOINT RE FINANCE ADVISOR GP, LLC

n/a

yes

n/a

NEXPOINT REAL ESTATE ADVISORS GP, LLC

n/a

yes

n/a

NEXPOINT RESIDENTIAL TRUST OPERATING PARTNERSHIP GP, LLC

n/a

yes

n/a

NEXPOINT SECURITIES, INC.

n/a

yes

n/a

NEXVANTAGE TITLE SERVICES.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$882,487

n/a

2019

Mar 30, 2020

$1.9M

n/a

2018

Mar 29, 2019

$1.8M

n/a

2017

Mar 29, 2018

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$882,487

$1.9M

-53.8%

n/a