N••••••• R••• E••••• A••••••• V••• L•••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=0.84 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0

Regulatory AUM

$1.9B••• Locked

Discretionary RAUM

$1.6B

Private client RAUM

$0derived••• Locked

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$1.9Bderived

• Occurred

  Mar 31, 2026
  Regulatory AUM changed

  N••••••• R••• E••••• A••••••• V••• L••• reported RAUM $1.9B, down 66% from $5.7B (2025-03-26 to 2026-03-31)

  Form ADVobserved 7 days ago
  $-3.8B
• Occurred

  Mar 31, 2022
  Regulatory AUM changed

  N••••••• R••• E••••• A••••••• V••• L••• reported RAUM $8.8B, up 36% from $6.5B (2021-12-08 to 2022-03-31)

  Form ADVobserved 7 days ago
  $2.3B
• Occurred

  Feb 23, 2021
  Control person left

  Byron Scott Ellington (General Counsel) no longer on Schedule A of N••••••• R••• E••••• A••••••• V••• L••• (listed 2021-01-04, absent 2021-02-23)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e2c19753-0216-8081-c894-844e34e7d8a2

First observed

Oct 22, 2019

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.