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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Nargiz Kambarova

Advisor at CAPTRUST

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:93ec25d6-2bc6-5697-083e-606caf9851fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 12, 2015
First registration: Oct 12, 2015
Dual registered: yes, broker-dealer
Other names: NARGIZ BAKITZHANOUNA KAMBAROUA|NARGIZ BAKITZHANOUNA KAMBAROVA|NARGIZ BAKITZHANOVNA KAMBAROVA
IAPD individual key: 6366592

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Jun 24, 2025	n/a	yes	CHARLOTTE, NC	Current employment
CAROLINAS WEALTH CONSULTING LLC	Former SEC adviser	Jun 21, 2019	Jun 20, 2025	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 16, 2018	May 10, 2019	no	NEW YORK, NY\|CHARLOTTE, NC\|NEW YORK, NY\|NEW YORK, NY	Previous registration
CAROLINAS INVESTMENT CONSULTING LLC	Former SEC adviser	Oct 12, 2015	Mar 16, 2018	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAROLINAS WEALTH CONSULTING LLC	Captrust	Jun 20, 2025	Jun 24, 2025	4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAROLINAS WEALTH CONSULTING LLC	May 10, 2019	Jun 21, 2019	42	Firm change	Wirehouse to RIA
CAROLINAS INVESTMENT CONSULTING LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 16, 2018	May 16, 2018	61	Firm change	Other

Relationships

Registered with (4)

→ CAPTRUSTRegistered adviserregistration: current employment
Jun 24, 2025 to presentfactForm ADV
→ CAROLINAS WEALTH CONSULTING LLCRegistered adviserregistration: previous registration
Jun 21, 2019 to Jun 20, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 16, 2018 to May 10, 2019factForm ADV
→ CAROLINAS INVESTMENT CONSULTING LLCRegistered adviserregistration: previous registration
Oct 12, 2015 to Mar 16, 2018factForm ADV

Dated events

Occurred
Jun 20, 2025
Advisor changed firm
Nargiz Kambarova left Carolinas Wealth Consulting Llc for Captrust (registered 2025-06-24)
Form ADVobserved 6 days ago