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Advisor at LINDEN THOMAS ADVISORY SERVICES, LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEXPERTS, LLC | Asset manager | Aug 2, 2021 | n/a | yes | CHARLOTTE, NC | Current employment |
| LINDEN THOMAS ADVISORY SERVICES, LLC | Independent wealth | Jun 19, 2018 | n/a | yes | CHARLOTTE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 17, 2005 | Jun 20, 2018 | no | CHARLOTTE, NC|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 16, 2001 | Mar 16, 2005 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LINDEN THOMAS ADVISORY SERVICES, LLC | Jun 20, 2018 | Jun 19, 2018 | -1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Mar 16, 2005 | Mar 17, 2005 | 1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:288557:NC:2018-06-15 | Jun 20, 2018 | Jun 19, 2018 | CHARLOTTE, NC | Firm change |