DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• C•••• W••••• A•••••••• L••
Latest filing Aug 5, 2026
First filing on the tape Dec 1, 2022 · 23 filings
SEC status approved since Jan 3, 2023
RAUM
$2.8B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
85%
$2.3B individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$162M
derived; firm RAUM over IAPD count
Employees
26
20 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
6
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.8B as of Aug 5, 2026
Mar 28, 2024$906M then
HNW client RAUM$2.3B as of Aug 5, 2026
Mar 28, 2024$793M then
State-registered IARs (5.B.3)17 as of Aug 5, 2026
Mar 28, 202416 then
Employees (5.A)26 as of Aug 5, 2026
Mar 28, 202419 then
Private funds6 as of Aug 5, 2026
Mar 28, 20242 then
RAUM +107% over the last fiscal yearIARs 18 to 17
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $162MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $22.6MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +107%derivedbetween the last two annual amendments
- Advisor growth, one year
- -5.6%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $1.6B, 96 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.3B85%
- Charitable organizations$293M11%
- Pooled investment vehicles$75.4M2.7%
- Corporations and businesses$42.3M1.5%
- Individual clients
- 0reported
- HNW clients
- 104reported
- Pension plan clients
- 0reported
- Charitable clients
- 26reported
- Accounts
- 1,435reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 96 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.85 fund_share=0.03 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••• L•••••••• C•••• | Austin, Tx | Jan 6, 2023 | 17 y | 4 |
| B••••••• G•••••• C••••• | Dallas, Tx | Jan 6, 2023 | 12 y | 0 |
| M••••• E•••• | Dallas, Tx | Mar 1, 2023 | 15 y | 2 |
| W••••• D•• W•••••Chartered Financial Analyst | Dallas, Tx | Mar 1, 2023 | 10 y | 2 |
| E•••• D••••• C•••• | Dallas, Tx | Mar 1, 2023 | 16 y | 2 |
| G•••••• S•••• K••• | Dallas, Tx | Mar 1, 2023 | 21 y | 5 |
| E••• S••••• M•••• | Austin, Tx | Mar 1, 2023 | 18 y | 5 |
| E••• S•••• R••••• | San Antonio, Tx | Mar 1, 2023 | 10 y | 2 |
| L••••••• A••••• G••••••Chartered Financial Consultant | Dallas, Tx | Mar 1, 2023 | 37 y | 7 |
| R•••••• W• J••••••Certified Financial Planner | Dallas, Tx | Mar 2, 2023 | 25 y | 6 |
| A••• L••••• M••••• | Dallas, Tx | Mar 29, 2023 | 18 y | 4 |
| J••• J••••• R•••••Chartered Financial Analyst | Dallas, Tx | Jul 14, 2023 | 15 y | 0 |
| D•••• S•••• S••••Chartered Financial Analyst | Dallas, Tx | Jan 24, 2024 | 34 y | 0 |
| A••• V•••••• L•••••• | Dallas, Tx | Apr 19, 2024 | 11 y | 0 |
| J• M•••••• N•••••• | Houston, Tx | Oct 8, 2024 | 26 y | 7 |
| M•••• G•••••••• H••••• | San Antonio, Tx | Jan 22, 2026 | 11 y | 2 |
| M••••• I•••• M•••• | Dallas, Tx | Mar 9, 2026 | 10 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- P••••• R••• T••••••••• to W•••• F•••• A•••••••Sep 2, 2025 · RIA to wirehouse
Joined, latest
- M••••• I•••• M•••• from J••• M••••• S••••••••• L••Mar 9, 2026 · Wirehouse to independent RIA
- M•••• G•••••••• H••••• from F•••• I••••••••• S•••••••Jan 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- J• M•••••• N•••••• from H•••••••• A•••••••• L••Oct 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- P••••• R••• T••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 2, 2023 · Wirehouse to independent RIA
- A••• L••••• M••••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 29, 2023 · RIA to a newly registered adviser
- R•••••• W• J•••••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 2, 2023 · RIA to a newly registered adviser
- M••••• E•••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 1, 2023 · RIA to a newly registered adviser
- E•••• D••••• C•••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 1, 2023 · RIA to a newly registered adviser
- G•••••• S•••• K••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 1, 2023 · RIA to a newly registered adviser
- E••• S••••• M•••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 1, 2023 · RIA to a newly registered adviser
- E••• S•••• R••••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 1, 2023 · RIA to a newly registered adviser
- L••••••• A••••• G•••••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 1, 2023 · RIA to a newly registered adviser
- W••••• D•• W••••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Mar 1, 2023 · RIA to a newly registered adviser
- D••• L•••••••• C•••• from T•••• C•••••• B••• P•••••• W••••• A•••••••Jan 6, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 8 joined from T•••• C•••••• B••• P•••••• W••••• A•••••••Jun 30, 2022 · Dallas, Tx
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• B• P••••• L•• | $36.8M | 67 | Aug 5, 2026 | |
| T••• E•••••••• G••• L•• | P•••••• Equity Fund | $20.6M | 0 | Mar 28, 2024 |
| T••••• C•••• C••••• F••• I• L• | $11.4M | 45 | Aug 5, 2026 | |
| T••• T••••• L•• | P•••••• Equity Fund | $3.1M | 16 | Mar 28, 2024 |
| T•• A•••••• L•• | $925,694 | 73 | Aug 5, 2026 | |
| T•• P••••••••• L•• | $607,814 | 4 | Aug 5, 2026 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• B•••••••• G•••••• · Chief Compliance Officer, Elected Managercontrolsince 07/2022 · owns less than 5%
- C••••• D•••• L•••••••• · Chief Operating Officer, Elected Managercontrolsince 09/2022 · owns less than 5%
- E••••• M••••• · Chief Compliance Officercontrolsince 01/2026 · owns less than 5%
- K•••• G••••••• S•••• · Co-Chief Investment Officer, Elected Managercontrolsince 09/2022 · owns less than 5%
- M•••••• A•••• L••••• · Chief Executive Officer, Elected Managercontrolsince 03/2023 · owns less than 5%
- B••••• J•••• V••••• · General Partnercontrolsince 06/2022 · owns F of M••••••••• T• M••••••••• P•••••••
- B••••• M•••••••• L•• M••••• · Trusteecontrolsince 03/2006 · owns F of M••••••• L•• M••••• 2••• L••••••• T••••
- B•••••••• T•••••• S• · General Partnercontrolsince 06/2022 · owns F of M••••••••• T• M••••••••• P•••••••
- F••••••••• M•••••••• M••••••• · Ownercontrolsince 12/2006 · owns 25% to 50% of 2••• L•
- M•••••••• J•••• A•••••••• · Trusteecontrolsince 10/2017 · owns F of J••• A• M•••••••• J•• R•••••••• L••••• T••••
- M•••••••• K•••• L••••• · Owner And Managercontrolsince 02/2016 · owns 75% or more of T••••• I••••••••• L••
- M•••••••• K•••• L••••• · Ownercontrolsince 09/2022 · owns 25% to 50% of S••• C•••• W••••• M••••••••• L••
- M•••••••• K•••• L••••• · Owner And Managercontrolsince 04/1999 · owns 75% or more of K•• O•• P••••••••• L••
- M•••••• D••••• B• · Trusteecontrolsince 09/2022 · owns F of D•••• B•••• M••••• 2••• T••••
- M•••••• K•••• D•••• · Trusteecontrolsince 10/2014 · owns F of K••• M••••• F••••• 2••• T••••
- M••••• L••••• H• · General Partnercontrolsince 06/2022 · owns F of M••••••••• T• M••••••••• P•••••••
- N••••••••• M•••••••• M••••••• · Ownercontrolsince 12/2006 · owns 25% to 50% of 2••• L•
- S•••• D•••• G••••• · General Partnercontrolsince 06/2022 · owns 50% to 75% of M••••••••• T• M••••••••• P•••••••
- S•••• D•••• G••••• · Ownercontrolsince 09/1997 · owns 75% or more of M••••••••• I••••••••• C•••••••••
- M•••••• C••••••• L••• · Ownersince 09/2022 · owns 5% to 10%
- R•••••• J•••• J••••• · Chief Investment Officersince 07/2023 · owns less than 5%
- S••••• D••••• S•••• · Chief Market Strategistsince 01/2024 · owns less than 5%
Entity owners
- 2••• L• · Ownerindirect · owns 25% to 50% of S••• C•••• W••••• M••••••••• L••
- D••• G••••• O••• F••••••••• · General Partnerindirect · owns F of M••••••••• T• M••••••••• P•••••••
- F•••• F•••••••• B••••••••• I••• · Ownerindirect · owns 75% or more of F•••• F•••••••• T•••• • A•••• M••••••••• C••••••• N••• · public reporting company
- F•••• F•••••••• T•••• • A•••• M••••••••• C••••••• N••• · Trusteeindirect · owns F of W••• R••••••• M••••••• R•••••••• T•••• N•• 1•
- J••• A• M•••••••• J•• R•••••••• L••••• T•••• · Ownerindirect · owns 25% to 50% of S••• C•••• W••••• M••••••••• L••
- K•• O•• P••••••••• L•• · General Partnerindirect · owns F of 2••• L•
- M••••••••• I••••••••• C••••••••• · General Partnerindirect · owns F of M••••••••• T• M••••••••• P•••••••
- T••••• I••••••••• L•• · Elected Managerindirect · owns F of S••• C•••• W••••• M••••••••• L••
- W••• R••••••• M••••••• R•••••••• T•••• N•• 1• · Ownerindirect · owns 25% to 50% of 2••• L•
- D•••• B•••• M••••• 2••• T•••• · Ownerdirect · owns 10% to 25%
- K••• M••••• F••••• 2••• T•••• · Ownerdirect · owns 10% to 25%
- M••••••••• T• M••••••••• · Ownerdirect · owns 10% to 25%
- M••••••••• T• M••••••••• P••••••• · Ownerdirect · owns 10% to 25%
- M••••••• L•• M••••• 2••• L••••••• · Ownerdirect · owns 10% to 25%
- M••••••• L•• M••••• 2••• L••••••• T•••• · Ownerdirect · owns 10% to 25%
- S••• C•••• W••••• M••••••••• · Ownerdirect · owns 10% to 25%
- S••• C•••• W••••• M••••••••• L•• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- E•••• I••••••••• L•••investment advisern
- S••••• H••• E••••• P•••••••• L•investment advisernRAUM $2.5B
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 17 | 2 | 0 | ||
| Austin, Tx | 3 | 0 | 0 | ||
| San Antonio, Tx | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX3 employees
- Houston, TX2 employees
- San Antonio, TX2 employees
ADV anomalies
17 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 5, 2026B•••••••• T•••••• S• (GENERAL PARTNER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026M•••••• D••••• B• (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026S•••• D•••• G••••• (GENERAL PARTNER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026C•••••• B•••••••• G•••••• (CHIEF COMPLIANCE OFFICER, ELECTED MANAGER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026N••••••••• M•••••••• M••••••• (OWNER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026M••••• L••••• H• (GENERAL PARTNER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026B••••• J•••• V••••• (GENERAL PARTNER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026E••••• M••••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026K•••• G••••••• S•••• (CO-CHIEF INVESTMENT OFFICER, ELECTED MANAGER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026F••••••••• M•••••••• M••••••• (OWNER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026B••••• M•••••••• L•• M••••• (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026M•••••• K•••• D•••• (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026M•••••••• K•••• L••••• (OWNER AND MANAGER) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 5, 2026M•••••••• J•••• A•••••••• (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-08-05peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 50 %Change between filings · filing Apr 20, 2026RAUM (Item 5.F) moved from $1,333,873,097 to $2,757,918,120 (+107.0%) between the annual amendments of 2025-03-26 and 2026-04-20; the peer median change was +17.0% (1298 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 98% percentile
- p•••••• fund count surgeChange between filings · filing Apr 20, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-26 and 2026-04-20; the peer median change was 0.0% (126 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $1B to $5B (126) · 92% percentile
- account count surgeChange between filings · filing Apr 20, 2026accounts (Item 5.F.2.f) moved from 747.0 to 1,435.0 (+92.0%) between the annual amendments of 2025-03-26 and 2026-04-20; the peer median change was +6.0% (1206 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 95% percentile
What changed
consecutive filings, newest first
- Other offices · 4 to 3Jan 30, 2026 to Apr 20, 2026
- Accounts · 838 to 1,435Oct 17, 2025 to Jan 30, 2026
- Charity clients · 11 to 26Oct 17, 2025 to Jan 30, 2026
- Corporate clients · 6 to 4Oct 17, 2025 to Jan 30, 2026
- HNW clients · 87 to 104Oct 17, 2025 to Jan 30, 2026
- Pooled vehicle clients · 4 to 6Oct 17, 2025 to Jan 30, 2026
- Assets in custody · $796M to $1.6BOct 17, 2025 to Jan 30, 2026
- Private funds · 4 to 6Oct 17, 2025 to Jan 30, 2026
- Discretionary RAUM · $1.6B to $2.6BOct 17, 2025 to Jan 30, 2026
- HNW RAUM · $1.4B to $2.3BOct 17, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $93.0M to $110MOct 17, 2025 to Jan 30, 2026
- Pooled vehicle RAUM · $22.6M to $75.4MOct 17, 2025 to Jan 30, 2026
- RAUM · $1.7B to $2.8BOct 17, 2025 to Jan 30, 2026
- Advisory employees · 19 to 20Aug 4, 2025 to Oct 17, 2025
- Employees · 20 to 26Aug 4, 2025 to Oct 17, 2025
- State-registered IARs · 18 to 17Aug 4, 2025 to Oct 17, 2025
- Financial planning clients · unset to May 5, 2025 to Jul 7, 2025
- Accounts · 747 to 838Mar 26, 2025 to May 5, 2025
- Charity clients · 8 to 11Mar 26, 2025 to May 5, 2025
- Corporate clients · 5 to 6Mar 26, 2025 to May 5, 2025
- HNW clients · 79 to 87Mar 26, 2025 to May 5, 2025
- Assets in custody · $410M to $796MMar 26, 2025 to May 5, 2025
- Other offices · 3 to 4Mar 26, 2025 to May 5, 2025
- Discretionary RAUM · $1.2B to $1.6BMar 26, 2025 to May 5, 2025
- HNW RAUM · $1.1B to $1.4BMar 26, 2025 to May 5, 2025
- Non-discretionary RAUM · $117M to $93.0MMar 26, 2025 to May 5, 2025
- Pooled vehicle RAUM · $22.6M to $22.6MMar 26, 2025 to May 5, 2025
- RAUM · $1.3B to $1.7BMar 26, 2025 to May 5, 2025
- Accounts · 496 to 747Dec 2, 2024 to Mar 26, 2025
- Advisory employees · 17 to 19Dec 2, 2024 to Mar 26, 2025
- Charity clients · 7 to 8Dec 2, 2024 to Mar 26, 2025
- Corporate clients · 4 to 5Dec 2, 2024 to Mar 26, 2025
- HNW clients · 73 to 79Dec 2, 2024 to Mar 26, 2025
- Pooled vehicle clients · 2 to 4Dec 2, 2024 to Mar 26, 2025
- Assets in custody · $668M to $410MDec 2, 2024 to Mar 26, 2025
- Employees · 19 to 20Dec 2, 2024 to Mar 26, 2025
- State-registered IARs · 16 to 18Dec 2, 2024 to Mar 26, 2025
- Private funds · 2 to 4Dec 2, 2024 to Mar 26, 2025
- Discretionary RAUM · $801M to $1.2BDec 2, 2024 to Mar 26, 2025
- HNW RAUM · $793M to $1.1BDec 2, 2024 to Mar 26, 2025
Signals
10 dated events
- T••••• C•••• W••••• A•••••••• L•• reported RAUM $2.8B, up 61% from $1.7B (2025-10-17 to 2026-01-30)Jan 30, 2026 · RAUM change · derived
- P••••• R••• T••••••••• left T••••• C•••• W••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2025-09-03)Sep 2, 2025 · Advisor changed firm · fact
- T••••• C•••• W••••• A•••••••• L•• reported RAUM $1.7B, up 28% from $1.3B (2025-03-26 to 2025-05-05)May 5, 2025 · RAUM change · derived
- T••••• C•••• W••••• A•••••••• L•• reported RAUM $1.3B, up 47% from $905.6M (2024-12-02 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- T••••• C•••• W••••• A•••••••• L•• reported RAUM $905.6M, up 305% from $223.5M (2024-03-12 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- T••••• C•••• W••••• A•••••••• L•• reported 12 state-registered advisory representatives, up from 0 (2022-12-07 to 2023-05-02)May 2, 2023 · Advisor headcount change · derived
- L••••• A••• M••••• (Chief Executive Officer, Elected Manager) appeared on Schedule A of T••••• C•••• W••••• A•••••••• L••May 2, 2023 · Control person joined · fact
- Reynolds Watt Matthews (Elected Manager) no longer on Schedule A of T••••• C•••• W••••• A•••••••• L•• (listed 2022-12-07, absent 2023-05-02)May 2, 2023 · Control person left · inference
- T••••• C•••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 1, 2022 · ria f•••• adv filing · fact
- 8 advisors left T•••• C•••••• B••• P•••••• W••••• A••••••• (Dallas, TX) for T••••• C•••• W••••• A•••••••• L•• on the same dayJun 30, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- T••••• C•••• W••••• A•••••••• L•• · Family Officesshared crd · office
- T••••• C•••• W••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T••••• C•••• W••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 210-265-8190reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 214-214-3110reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-601-0155reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/turtle-creek-wealth-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- turtlecreekwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-214-3110reportedpublic record, Form ADV, Aug 5, 2026
- Contact form
- turtlecreekwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- turtlecreekwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $162Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026