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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

STEPHENS YOUNG MCVEA

Advisor at LPL FINANCIAL LLC

BATON ROUGE, LA

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Search this name across graphsid dfx:ria:94727ed7-ba3b-e457-7546-2efd7d8e111d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 16, 2015
First registration: Jan 20, 2015
Dual registered: yes, broker-dealer
Other names: STEPHENS MCVEA
IAPD individual key: 6414991

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 17, 2026	n/a	yes	BATON ROUGE, LA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 18, 2022	Mar 25, 2026	no	Lafayette, LA\|Baton Rouge, LA\|Baton Rouge, LA	Previous registration
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Aug 29, 2019	Apr 5, 2022	no	BATON ROUGE, LA\|NEW ORLEANS, LA\|DENHAM SPRINGS, LA\|BATON ROUGE, LA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 8, 2016	Sep 10, 2019	no	BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|BATON ROUGE, LA\|DENHAM SPRINGS, LA\|HAMMOND, LA\|BATON ROUGE, LA\|BATON ROUGE, LA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 20, 2015	Nov 7, 2016	no	BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Mar 25, 2026	Apr 17, 2026	23	Firm change	Ibd to ibd
HANCOCK WHITNEY INVESTMENT SERVICES INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 5, 2022	Mar 18, 2022	-18	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Sep 10, 2019	Aug 29, 2019	-12	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Nov 7, 2016	Dec 8, 2016	31	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 18, 2022 to Mar 25, 2026factForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Aug 29, 2019 to Apr 5, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 8, 2016 to Sep 10, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 20, 2015 to Nov 7, 2016factForm ADV

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
Stephens Young Mcvea left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-04-17)
Form ADVobserved 4 days ago
Occurred
Apr 5, 2022
Advisor changed firm
Stephens Young Mcvea left Hancock Whitney Investment Services Inc. for Ameriprise Financial Services, Llc (registered 2022-03-18)
Form ADVobserved 4 days ago