RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• S•••• N••••••
- H•••••• I••••••••• I••• independent RIA currentsince Sep 11, 2024 · Knoxville, Tn
- G••••••• I••••••••• L•• independent RIAMar 1, 2022 to May 11, 2022 · Charlotte, Nc
- P•••••• C•••••• independent RIAJul 22, 2020 to Feb 22, 2022 · Arden Hills, Mn
- P•••••• F•••••••• independent RIAJul 21, 2020 to May 23, 2022 · Arden Hills, Mn
- G••••••• A•••••••• L•• independent RIAMar 18, 2020 to Jul 15, 2020 · Arden Hills, Mn
- P•••••• F•••••••• to P•••••• C••••••left May 23, 2022, registered Jul 22, 2020 (-670 days) · RIA to a newly registered adviser
- G••••••• I••••••••• L•• to H•••••• I••••••••• I•••left May 11, 2022, registered Sep 11, 2024 (854 days) · RIA to RIA
- P•••••• C•••••• to G••••••• I••••••••• L••left Feb 22, 2022, registered Mar 1, 2022 (7 days) · Other
- G••••••• A•••••••• L•• to P•••••• F••••••••left Jul 15, 2020, registered Jul 21, 2020 (6 days) · RIA to RIA
- T••••• S•••• N•••••• left P•••••• F•••••••• for P•••••• C•••••• (registered 2020-07-22)May 23, 2022 · Advisor changed firm · fact
- T••••• S•••• N•••••• left G••••••• I••••••••• L•• for H•••••• I••••••••• I••• (registered 2024-09-11)May 11, 2022 · Advisor changed firm · fact
- T••••• S•••• N•••••• left P•••••• C•••••• for G••••••• I••••••••• L•• (registered 2022-03-01)Feb 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address