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RIA / WealthAdvisorChartered Financial Consultant27 years in industry

Martin Nielsen

Advisor at TUCKER ASSET MANAGEMENT LLC

LITTLETON, CO | Hillsborough, NJ

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Search this name across graphsid dfx:ria:949c1efe-ffb3-ea97-8d9f-7b4f7b6a93e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TUCKER ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Feb 8, 1999
First registration: Jan 10, 2006
Dual registered: no
Other names: MARTIN ROBERT NIELSEN
IAPD individual key: 2983432

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TUCKER ASSET MANAGEMENT LLC	Independent wealth	Jan 11, 2024	n/a	yes	LITTLETON, CO\|Hillsborough, NJ	Current employment
AURORA PRIVATE WEALTH, INC.	Independent wealth	Jan 3, 2019	Jan 2, 2024	no	Hillsburough, NJ\|TOTOWA, NJ	Previous registration
INSIGHT PRIVATE ADVISORS, LLC	Former SEC adviser	Mar 4, 2014	Dec 31, 2018	no	BRIDGEWATER, NJ	Previous registration
PREMIER COLLEGE FUNDING	n/a	Sep 28, 2012	Dec 12, 2014	no	FLEMINGTON, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 7, 2012	Oct 29, 2015	no	HILLSBOROUGH, NJ\|BRIDGEWATER, NJ\|HILLSBOROUGH, NJ\|BRIDGEWATER, NJ	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	Jan 10, 2006	Sep 10, 2012	no	TRAVERSE CITY, MI\|HILLSBOROUGH, NJ\|HILLSBOROUGH, NJ\|HILLSBOROUGH, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AURORA PRIVATE WEALTH, INC.	TUCKER ASSET MANAGEMENT LLC	Jan 2, 2024	Jan 11, 2024	9	Firm change	RIA to RIA
INSIGHT PRIVATE ADVISORS, LLC	AURORA PRIVATE WEALTH, INC.	Dec 31, 2018	Jan 3, 2019	3	Firm change	RIA to RIA
LPL FINANCIAL LLC	PREMIER COLLEGE FUNDING	Oct 29, 2015	Sep 28, 2012	-1,126	Firm change after gap	Other
PREMIER COLLEGE FUNDING	INSIGHT PRIVATE ADVISORS, LLC	Dec 12, 2014	Mar 4, 2014	-283	Firm change after gap	Other
FINANCIAL WEST GROUP	LPL FINANCIAL LLC	Sep 10, 2012	Sep 7, 2012	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169017:281604:NJ:2018-12-31	Dec 31, 2018	Jan 3, 2019	BRIDGEWATER, NJ	Firm change
6413:151342:NJ:2015-10-28	Oct 29, 2015	Sep 28, 2012	BRIDGEWATER, NJ	Firm change after gap

Relationships

Registered with (6)

→ TUCKER ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 11, 2024 to presentfactForm ADV
→ AURORA PRIVATE WEALTH, INC.Registered adviserregistration: previous registration
Jan 3, 2019 to Jan 2, 2024factForm ADV
→ INSIGHT PRIVATE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 4, 2014 to Dec 31, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 7, 2012 to Oct 29, 2015factForm ADV
→ PREMIER COLLEGE FUNDINGRegistered adviserregistration: previous registration
Sep 28, 2012 to Dec 12, 2014factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Jan 10, 2006 to Sep 10, 2012factForm ADV

Dated events

Occurred
Jan 2, 2024
Advisor changed firm
Martin Nielsen left Aurora Private Wealth, Inc. for Tucker Asset Management Llc (registered 2024-01-11)
Form ADVobserved 4 days ago