DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Martin Nielsen
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Martin Robert Nielsen
At current firm
2 y
since Jan 11, 2024
In the industry
27 y
since Feb 8, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Tucker Asset Management LLC independent RIA currentsince Jan 11, 2024 · Littleton, Co
- Aurora Private Wealth, Inc. independent RIAJan 3, 2019 to Jan 2, 2024 · Hillsburough, Nj
- Insight Private Advisors, LLC formerMar 4, 2014 to Dec 31, 2018 · Bridgewater, Nj
- Premier College Funding unclassifiedSep 28, 2012 to Dec 12, 2014 · Flemington, Nj
- LPL Financial LLC BD affiliatedSep 7, 2012 to Oct 29, 2015 · Hillsborough, Nj
- Financial West Group formerJan 10, 2006 to Sep 10, 2012 · Traverse City, Mi
Moves
a registration end followed by a registration begin elsewhere
- Aurora Private Wealth, Inc. to Tucker Asset Management LLCleft Jan 2, 2024, registered Jan 11, 2024 (9 days) · RIA to RIA
- Insight Private Advisors, LLC to Aurora Private Wealth, Inc.left Dec 31, 2018, registered Jan 3, 2019 (3 days) · RIA to RIA · moved with a team
- LPL Financial LLC to Premier College Fundingleft Oct 29, 2015, registered Sep 28, 2012 (-1126 days) · Other · moved with a team
- Premier College Funding to Insight Private Advisors, LLCleft Dec 12, 2014, registered Mar 4, 2014 (-283 days) · Other
- Financial West Group to LPL Financial LLCleft Sep 10, 2012, registered Sep 7, 2012 (-3 days) · Other
Signals
- Martin Nielsen left Aurora Private Wealth, Inc. for Tucker Asset Management Llc (registered 2024-01-11)Jan 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address