This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLSPRING FUNDS MANAGEMENT, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 4, 2019

First registration

Mar 5, 2019

Dual registered

yes, broker-dealer

Other names

Holly Elyse Harben|Holly Swan

IAPD individual key

6942443

• Occurred

  Oct 25, 2024
  Advisor changed firm

  Holly Harben Swan left Eaton Vance Management for Allspring Funds Management, Llc (registered 2024-11-21)

  Form ADVobserved 6 days ago
• Occurred

  Apr 18, 2022
  Advisor changed firm

  Holly Harben Swan left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Eaton Vance Management (registered 2022-09-27)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:94df4775-0daf-4519-4d6a-af0b9883a76c

First observed

Mar 5, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.