DFX Intelligence

C••••• S••••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

C••••• S••••••••• D••••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Cleveland, OH

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 2
Observed: Aug 21, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C••••• S••••••••• D••••••

Real estate principal · key_crd_individual, shared_individual_crd

Private Equityidentity

C••••• S••••••••• D••••••

Private equity principal · key_crd_individual, shared_individual_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Feb 5, 2026	n/a	yes	Cleveland, OH\|NEW YORK, NY	Current employment
G•• P•••••• W•••••	Former SEC adviser	Sep 30, 2024	Feb 6, 2026	no	CLEVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• P•••••• W•••••	A••• A••••••• P•••••••	Feb 6, 2026	Feb 5, 2026	-1	Firm change	RIA to RIA
D••••• W•••••• L••	D••••• W••••• M••••••••• L••	Jul 10, 2023	Oct 1, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
110031:133535:OH:2026-02-06	Feb 6, 2026	Feb 5, 2026	CLEVELAND, OH	Firm change
172934:297987:OH:2019-11-01	Nov 1, 2019	Jul 16, 2019	AKRON, OH	Firm change after gap
10299:172934:OH:2018-10-15	Oct 16, 2018	Nov 7, 2014	CLEVELAND, OH	Firm change after gap

Relationships

Registered with (7)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Feb 5, 2026 to presentfactForm ADV
→ G•• P•••••• W•••••Registered adviserregistration: previous registration
Sep 30, 2024 to Feb 6, 2026factForm ADV
→ D••••• W•••••• L••Registered adviserregistration: previous registration
Jul 16, 2019 to Jul 10, 2023factForm ADV
→ D••••• W••••• M••••••••• L••

Dated events

Occurred
Feb 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 21, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.