DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carina Shipotofsky Diamond

Arax Advisory PartnersBD affiliatedNew York, Ny IA-onlyIAPD 4652063

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Feb 5, 2026

In the industry

24 y

since Aug 1, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Arax Advisory Partners BD affiliated current
since Feb 5, 2026 · Cleveland, Oh
Gfp Private Wealth former
Sep 30, 2024 to Feb 6, 2026 · Cleveland, Oh
Dakore Wealth Management, LLC former
Oct 1, 2020 to Jul 8, 2021 · Palm Beach Gardens, Fl
Dakota Wealth, LLC independent RIA
Jul 16, 2019 to Jul 10, 2023 · Akron, Oh
Springside Partners LLC former
Nov 7, 2014 to Nov 1, 2019 · Akron, Oh
Cetera Advisors LLC former
Jan 1, 2004 to Oct 16, 2018 · Greenwood Village, Co
Vestax Securities Corporation unclassified
Aug 21, 2003 to Jan 1, 2004 · Akron, Oh

Moves

a registration end followed by a registration begin elsewhere

Gfp Private Wealth to Arax Advisory Partners
left Feb 6, 2026, registered Feb 5, 2026 (-1 days) · RIA to RIA · moved with a team
Dakota Wealth, LLC to Dakore Wealth Management, LLC
left Jul 10, 2023, registered Oct 1, 2020 (-1012 days) · RIA to RIA
Dakore Wealth Management, LLC to Gfp Private Wealth
left Jul 8, 2021, registered Sep 30, 2024 (1180 days) · RIA to RIA
Springside Partners LLC to Dakota Wealth, LLC
left Nov 1, 2019, registered Jul 16, 2019 (-108 days) · RIA to RIA · moved with a team
Cetera Advisors LLC to Springside Partners LLC
left Oct 16, 2018, registered Nov 7, 2014 (-1439 days) · Other · moved with a team
Vestax Securities Corporation to Cetera Advisors LLC
left Jan 1, 2004, registered Jan 1, 2004 (0 days) · Other

Signals

Carina Shipotofsky Diamond left Gfp Private Wealth for Arax Advisory Partners (registered 2026-02-05)
Feb 6, 2026 · Advisor changed firm · fact
Carina Shipotofsky Diamond left Dakota Wealth, Llc for Dakore Wealth Management, Llc (registered 2020-10-01)
Jul 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address