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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

BARRY WAXLER

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

San Diego, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:959dd32f-56bf-3d7d-3153-d9567bbb72b7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 12
Exams: S65|S63
First exam: Jul 13, 1993
First registration: Sep 29, 2000
Dual registered: yes, broker-dealer
Other names: BARRY WAXIER
IAPD individual key: 2337255

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 3, 2022	n/a	yes	San Diego, CA\|SAN DIEGO, CA	Current employment
BENCHMARK ADVISORY SERVICES, LLC	No RAUM reported	Oct 25, 2021	Jan 3, 2022	no	San Diego, CA\|SAN DIEGO, CA	Previous registration
VERUS CAPITAL PARTNERS, LLC	Independent wealth	Jan 1, 2015	Dec 14, 2021	no	SAN DIEGO, CA	Previous registration
VERUS CAPITAL PARTNERS, LLC	Independent wealth	May 13, 2014	Dec 31, 2014	no	SAN DIEGO, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Aug 6, 2010	Apr 30, 2014	no	HAYS, KS\|SAN DIEGO, CA	Previous registration
MAIN STREET ADVISORS, LLC	Former SEC adviser	Jun 20, 2008	May 15, 2014	no	DEL MAR, CA\|HAYS, KS\|SAN DIEGO, CA	Previous registration
WAVELAND INVESTMENT ADVISORS, LLC	n/a	May 18, 2004	Oct 10, 2005	no	SAN DIEGO, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Apr 16, 2004	May 17, 2004	no	SAN DIEGO, CA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Sep 29, 2000	Sep 11, 2003	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BENCHMARK ADVISORY SERVICES, LLC	KINGSWOOD WEALTH ADVISORS, LLC	Jan 3, 2022	Jan 3, 2022	0	Firm change	RIA to RIA
VERUS CAPITAL PARTNERS, LLC	BENCHMARK ADVISORY SERVICES, LLC	Dec 14, 2021	Oct 25, 2021	-50	Firm change after gap	RIA to RIA
MAIN STREET ADVISORS, LLC	INDEPENDENT FINANCIAL GROUP, LLC	May 15, 2014	Aug 6, 2010	-1,378	Firm change after gap	Other
INDEPENDENT FINANCIAL GROUP, LLC	VERUS CAPITAL PARTNERS, LLC	Apr 30, 2014	May 13, 2014	13	Firm change	Other
WAVELAND INVESTMENT ADVISORS, LLC	MAIN STREET ADVISORS, LLC	Oct 10, 2005	Jun 20, 2008	984	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	WAVELAND INVESTMENT ADVISORS, LLC	May 17, 2004	May 18, 2004	1	Firm change	Other
OSAIC FS, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Sep 11, 2003	Apr 16, 2004	218	Firm change	Other

Relationships

Registered with (8)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ BENCHMARK ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 25, 2021 to Jan 3, 2022factForm ADV
→ VERUS CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 1, 2015 to Dec 14, 2021factForm ADV
→ MAIN STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 20, 2008 to May 15, 2014factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 6, 2010 to Apr 30, 2014factForm ADV
→ WAVELAND INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 18, 2004 to Oct 10, 2005factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Apr 16, 2004 to May 17, 2004factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Sep 29, 2000 to Sep 11, 2003factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
Barry Waxler left Benchmark Advisory Services, Llc for Kingswood Wealth Advisors, Llc (registered 2022-01-03)
Form ADVobserved 4 days ago