DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Barry Waxler
Feed of 09/15/2026
Also filed as Barry Waxier
At current firm
4 y
since Jan 3, 2022
In the industry
33 y
since Jul 13, 1993 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
12
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kingswood Wealth Advisors, LLC BD affiliated currentsince Jan 3, 2022 · San Diego, Ca
- Benchmark Advisory Services, LLC no RAUMOct 25, 2021 to Jan 3, 2022 · San Diego, Ca
- Verus Capital Partners, LLC independent RIAJan 1, 2015 to Dec 14, 2021 · San Diego, Ca
- Verus Capital Partners, LLC independent RIAMay 13, 2014 to Dec 31, 2014 · San Diego, Ca
- Independent Financial Group, LLC BD affiliatedAug 6, 2010 to Apr 30, 2014 · Hays, Ks
- Main Street Advisors, LLC formerJun 20, 2008 to May 15, 2014 · Del Mar, Ca
- Waveland Investment Advisors, LLC unclassifiedMay 18, 2004 to Oct 10, 2005 · San Diego, Ca
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerApr 16, 2004 to May 17, 2004 · San Diego, Ca
- Osaic Fs, Inc. formerSep 29, 2000 to Sep 11, 2003 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Benchmark Advisory Services, LLC to Kingswood Wealth Advisors, LLCleft Jan 3, 2022, registered Jan 3, 2022 (0 days) · RIA to RIA
- Verus Capital Partners, LLC to Benchmark Advisory Services, LLCleft Dec 14, 2021, registered Oct 25, 2021 (-50 days) · RIA to RIA
- Main Street Advisors, LLC to Independent Financial Group, LLCleft May 15, 2014, registered Aug 6, 2010 (-1378 days) · Other
- Independent Financial Group, LLC to Verus Capital Partners, LLCleft Apr 30, 2014, registered May 13, 2014 (13 days) · Other
- Waveland Investment Advisors, LLC to Main Street Advisors, LLCleft Oct 10, 2005, registered Jun 20, 2008 (984 days) · Other
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Waveland Investment Advisors, LLCleft May 17, 2004, registered May 18, 2004 (1 days) · Other
- Osaic Fs, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Sep 11, 2003, registered Apr 16, 2004 (218 days) · Other
Signals
- Barry Waxler left Benchmark Advisory Services, Llc for Kingswood Wealth Advisors, Llc (registered 2022-01-03)Jan 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address