RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• D•••••• M•••••
- M••••• F•••••••• S••••••• state registered currentsince Apr 8, 2026 · Las Vegas, Nv
- S••••••••• W••••• M••••••••• L•• formerAug 3, 2012 to Apr 23, 2013 · Greenville, Sc
- P•••••• W••• F•••••••• C••••••••• I•• formerJan 14, 2002 to Jan 26, 2012 · Pleasant Hill, Ca
- S••••••••• W••••• M••••••••• L•• to M••••• F•••••••• S•••••••left Apr 23, 2013, registered Apr 8, 2026 (4733 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to S••••••••• W••••• M••••••••• L••left Jan 26, 2012, registered Aug 3, 2012 (190 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address