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Advisor at WELLS FARGO ADVISORS
FRANKLIN, TN | MURFREESBORO, TN | MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 15, 2024 | n/a | yes | FRANKLIN, TN|MEMPHIS, TN|MURFREESBORO, TN | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | May 4, 2023 | Oct 31, 2024 | no | MURFREESBORO, TN|SMYRNA, TN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 5, 2018 | May 1, 2023 | no | FRANKLIN, TN|FRANKLIN, TN|FRANKLIN, TN|MARIETTA, GA|FRANKLIN, TN|MURFREESBORO, TN|FRANKLIN, TN|SMYRNA, TN|SMYRNA, TN|MURFREESBORO, TN|SMYRNA, TN | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Dec 15, 2017 | no | FRANKLIN, TN | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jan 15, 2013 | Jan 21, 2014 | no | ST CLOUD, MN|FRANKLIN, TN|FRANKLIN, TN | Previous registration |
| EDWARD JONES | National bd RIA | Nov 18, 2011 | Jan 10, 2013 | no | FRANKLIN, TN|FRANKLIN, TN | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 24, 2008 | Nov 21, 2011 | no | BIRMINGHAM, AL | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Feb 13, 2007 | Oct 24, 2008 | no | MADISON, TN|NASHVILLE, TN | Previous registration |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | n/a | Jan 13, 2005 | Feb 13, 2007 | no | MADISON, TN | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 22, 2004 | Jan 5, 2005 | no | NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | WELLS FARGO ADVISORS | Oct 31, 2024 | Nov 15, 2024 | 15 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TRUIST ADVISORY SERVICES, INC. | May 1, 2023 | May 4, 2023 | 3 | Firm change | Wirehouse to ibd |
| CETERA INVESTMENT ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 15, 2017 | Jan 5, 2018 | 21 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| EDWARD JONES | CETERA INVESTMENT SERVICES LLC | Jan 10, 2013 | Jan 15, 2013 | 5 | Firm change | Other |
| STERNE AGEE ASSET MANAGEMENT, INC. | EDWARD JONES | Nov 21, 2011 | Nov 18, 2011 | -3 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | STERNE AGEE ASSET MANAGEMENT, INC. | Oct 24, 2008 | Oct 24, 2008 | 0 | Firm change | Other |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | MORGAN KEEGAN & COMPANY, LLC | Feb 13, 2007 | Feb 13, 2007 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | Jan 5, 2005 | Jan 13, 2005 | 8 | Firm change | Other |