DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• B••••••

W•••• F•••• A•••••••wirehouseFranklin, Tn dual registrantIAPD 4493602

Feed of 09/15/2026

Also filed as C••••••••• Gavin B••••••

At current firm

1 y

since Nov 15, 2024

In the industry

24 y

since Apr 29, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Nov 15, 2024 · Franklin, Tn
T••••• A••••••• S•••••••• I••• BD affiliated
May 4, 2023 to Oct 31, 2024 · Murfreesboro, Tn
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 5, 2018 to May 1, 2023 · Franklin, Tn
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Dec 15, 2017 · Franklin, Tn
C••••• I••••••••• S••••••• L•• former
Jan 15, 2013 to Jan 21, 2014 · St Cloud, Mn
E••••• J•••• national BD
Nov 18, 2011 to Jan 10, 2013 · Franklin, Tn
S••••• A••• A•••• M••••••••• I••• former
Oct 24, 2008 to Nov 21, 2011 · Birmingham, Al
M••••• K••••• • C••••••• L•• former
Feb 13, 2007 to Oct 24, 2008 · Madison, Tn
A•••••• I••••••••• M••••••••• C•••••• L•• unclassified
Jan 13, 2005 to Feb 13, 2007 · Madison, Tn
M••••• S•••••• D• I••• unclassified
Jan 22, 2004 to Jan 5, 2005 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Oct 31, 2024, registered Nov 15, 2024 (15 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••
left May 1, 2023, registered May 4, 2023 (3 days) · Wirehouse to affiliated broker-dealer or bank
C••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 15, 2017, registered Jan 5, 2018 (21 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
E••••• J•••• to C••••• I••••••••• S••••••• L••
left Jan 10, 2013, registered Jan 15, 2013 (5 days) · Other
S••••• A••• A•••• M••••••••• I••• to E••••• J••••
left Nov 21, 2011, registered Nov 18, 2011 (-3 days) · Other
M••••• K••••• • C••••••• L•• to S••••• A••• A•••• M••••••••• I•••
left Oct 24, 2008, registered Oct 24, 2008 (0 days) · Other
A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••
left Feb 13, 2007, registered Feb 13, 2007 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to A•••••• I••••••••• M••••••••• C•••••• L••
left Jan 5, 2005, registered Jan 13, 2005 (8 days) · Other

Signals

C••••••••• B•••••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2024-11-15)
Oct 31, 2024 · Advisor changed firm · fact
C••••••••• B•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••••• A••••••• S•••••••• I••• (registered 2023-05-04)
May 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address