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CRD 108580
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARLIN, JEFFREY, DENNIS | Director | Na | yes | 01/2021 | Jan 26, 2021 | Aug 16, 2024 |
| Finkle, Bradley, Gordon | Director | Na | yes | 03/2023 | Mar 30, 2023 | Aug 16, 2024 |
| FLYNN, SEAN, MARTIN | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2019 | Nov 24, 2015 | Aug 16, 2024 |
| KAHRMANN, ANGELA, MARIE | Director | Na | yes | 01/2021 | Jan 26, 2021 | Aug 16, 2024 |
| LYNCH, CHRISTOPHER, SHIELDS | PRESIDENT AND DIRECTOR | Na | yes | 10/2016 | Oct 12, 2016 | Aug 16, 2024 |
| PARKIN, CRAIG, SPENCER | Director | Na | yes | 01/2021 | Jan 26, 2021 | Aug 16, 2024 |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | Shareholder | E | yes | 03/2015 | Dec 21, 2011 | Aug 16, 2024 |
| TIAA BOARD OF GOVERNORS | Shareholder | E | yes | 09/1998 | Jun 7, 2021 | Aug 16, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TEACHERS ADVISORS, LLC | n/a | Former SEC adviser | $436B | N | yes | n/a |
| TIAA-CREF INVESTMENT MANAGEMENT LLC | n/a | Asset manager | $292B | N | yes | n/a |
| NUVEEN ASSET MANAGEMENT, LLC | n/a | Mixed wealth | $280B | N | yes | n/a |
| NUVEEN FUND ADVISORS, LLC | n/a | Asset manager | $186B | N | yes | n/a |
| NUVEEN ALTERNATIVES ADVISORS LLC | n/a | Institutional manager | $142B | N | yes | n/a |
| CHURCHILL ASSET MANAGEMENT LLC | n/a | Other adviser | $56B | N | yes | n/a |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | n/a | Bd affiliated wealth | $38B | N | yes | n/a |
| TIAA KASPICK, LLC | n/a | Institutional manager | $8.7B | N | yes | n/a |
| CHURCHILL DLC ADVISOR LLC | n/a | Asset manager | $2.1B | N | yes | n/a |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN MANAGEMENT AIFM LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | n/a | n/a | n/a | Y | yes | n/a |
| TIAA TRUST, N.A | n/a | n/a | n/a | N | yes | n/a |
| TIAA-CREF INSURANCE AGENCY, LLC | n/a | n/a | n/a | N | yes | n/a |
| TIAA-CREF LIFE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Charlotte | Nc | United States | 2 | yes |
| NEW YORK | NY | United States | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $71B | $0 | 65 | 5 | 2 | n/a | n/a |
| 2024 | Apr 28, 2025 | $61B | $0 | 54 | 3 | 2 | n/a | n/a |
| 2023 | Mar 27, 2024 | $43B | $0 | 46 | 3 | 2 | n/a | n/a |
| 2022 | Mar 30, 2023 | $38B | $0 | 47 | 3 | 2 | n/a | n/a |
| 2021 | Mar 31, 2022 | $41B | $0 | 41 | 3 | 2 | n/a | n/a |
| 2020 | Mar 31, 2021 | $35B | $0 | 40 | 3 | 2 | n/a | n/a |
| 2019 | Mar 30, 2020 | $29B | $0 | 53 | 3 | 2 | n/a | n/a |
| 2018 | Mar 29, 2019 | $25B | $0 | 59 | 3 | 2 | n/a | n/a |
| 2017 | Mar 29, 2018 | $27B | $0 | 60 | 4 | 2 | n/a | n/a |
| 2016 | Mar 30, 2017 | $23B | $0 | 43 | 4 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $20B | $0 | 43 | 4 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $18B | $0 | 43 | 4 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $16B | $0 | 40 | 3 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $15B | $0 | 53 | 3 | n/a | n/a | n/a |
| 2011 | Mar 21, 2012 | $11B | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $71B | $61B | 16.0% | $38B | 23.2% | 65 | 54 | 2 | 2 |