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CRD 107157
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TIAA CLO II LTD (CLO II) | Securitized Asset Fund | $450M | Apr 30, 2021 | 2 | Mar 31, 2017 | dropped | n/a |
| TIAA CLO IV LTD | Securitized Asset Fund | $429M | Jul 31, 2024 | 1 | Mar 26, 2019 | reported | n/a |
| TIAA CLO I LTD. | Securitized Asset Fund | $409M | Jul 31, 2024 | 1 | Mar 28, 2016 | reported | n/a |
| TIAA CLO III LTD | Securitized Asset Fund | $375M | Jul 31, 2024 | 2 | Mar 29, 2018 | reported | n/a |
| TIAA-CREF ASSET MANAGEMENT COMMINGLED FUNDS TRUST I - EMERGING MARKETS DEBT FUND | Other Private Fund | $139M | Jan 20, 2017 | 2 | Mar 30, 2012 | dropped | 021-67318 |
| TIAA CLO V LTD | Securitized Asset Fund | $31.2M | Nov 9, 2020 | 1 | Mar 30, 2020 | dropped | n/a |
| TIAA GLOBAL EQUITY INCOME, LLC | Other Private Fund | $8.3M | May 16, 2019 | 1 | Mar 28, 2014 | dropped | n/a |
| ACTIVE EXTENSION FUND I, LLC | Hedge Fund | $1.2M | Aug 15, 2017 | 1 | Mar 30, 2012 | dropped | n/a |
| ACTIVE EXTENSION FUND III, LLC | Hedge Fund | $45,530 | May 16, 2019 | 1 | Mar 30, 2012 | dropped | n/a |
| ACTIVE EXTENSION FUND V ANALYST MARKET NEUTRAL, LLC | Hedge Fund | $10,400 | Jan 20, 2017 | 1 | Mar 30, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRUNET, STUART, REDMAN | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | Na | yes | 12/2016 | Mar 30, 2012 | Jul 31, 2024 |
| HUFFMAN, WILLIAM, THOMAS | President | Na | yes | 07/2019 | Mar 26, 2019 | Jul 31, 2024 |
| MALIK, SAIRA, ANN | EXECUTIVE VICE PRESIDENT | Na | yes | 07/2024 | Mar 30, 2012 | Jul 31, 2024 |
| MCCANN, JOHN, MICHAEL | ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY, MANAGING DIRECTOR | Na | yes | 11/2011 | Mar 28, 2014 | Jul 31, 2024 |
| NUVEEN FINANCE, LLC (FKA TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC) | SOLE MEMBER AND DIRECT OWNER | E | yes | 10/2016 | Mar 31, 2017 | Jul 31, 2024 |
| NUVEEN, LLC (FKA TIAA GLOBAL ASSET MANAGEMENT LLC AS OF 1/13/2017) | Shareholder | E | yes | 08/2014 | Mar 31, 2017 | Jul 31, 2024 |
| SENDLAK, MEGAN, EILEEN | CONTROLLER AND MANAGING DIRECTOR | Na | yes | 11/2020 | Mar 28, 2024 | Jul 31, 2024 |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | Shareholder | E | yes | 07/2014 | Mar 30, 2012 | Jul 31, 2024 |
| TIAA BOARD OF GOVERNORS | Shareholder | E | yes | 03/1918 | Mar 31, 2022 | Jul 31, 2024 |
| WHITTEN, CINDA, DAWN | OFFICER - SENIOR MANAGING DIRECTOR | Na | yes | 02/2023 | Nov 23, 2022 | Jul 31, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TIAA-CREF INVESTMENT MANAGEMENT LLC | n/a | Asset manager | $292B | N | yes | n/a |
| NUVEEN ASSET MANAGEMENT, LLC | n/a | Mixed wealth | $280B | N | yes | n/a |
| NUVEEN FUND ADVISORS, LLC | n/a | Asset manager | $186B | Y | yes | n/a |
| NUVEEN ALTERNATIVES ADVISORS LLC | n/a | Institutional manager | $142B | N | yes | n/a |
| TIAA-CREF TUITION FINANCING, INC. | n/a | Institutional manager | $71B | N | yes | n/a |
| CHURCHILL ASSET MANAGEMENT LLC | n/a | Other adviser | $56B | N | yes | n/a |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | n/a | Bd affiliated wealth | $38B | N | yes | n/a |
| WINSLOW CAPITAL MANAGEMENT LLC | n/a | Asset manager | $29B | N | yes | n/a |
| TIAA KASPICK, LLC | n/a | Institutional manager | $8.7B | N | yes | n/a |
| GRESHAM INVESTMENT MANAGEMENT LLC | n/a | Other adviser | $8.6B | N | yes | n/a |
| CHURCHILL DLC ADVISOR LLC | n/a | Asset manager | $2.1B | N | yes | n/a |
| AGR PARTNERS LLC | n/a | Asset manager | $1.2B | N | yes | n/a |
| CLEAN ENERGY PARTNERS | n/a | n/a | n/a | N | yes | n/a |
| GLENNMONT ASSET MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| GLENNMONT PARTNERS I LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN ASSET MANAGEMENT EUROPE SARL | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN MANAGEMENT AIFM LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| NUVEEN SINGAPORE PRIVATE LTD | n/a | n/a | n/a | N | yes | n/a |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | n/a | n/a | n/a | Y | yes | n/a |
| TIAA TRUST, N.A. | n/a | n/a | n/a | N | yes | n/a |
| TIAA-CREF ASSET MANAGEMENT LLC | n/a | n/a | n/a | Y | yes | n/a |
| TIAA-CREF INSURANCE AGENCY, LLC | n/a | n/a | n/a | N | yes | n/a |
| TIAA-CREF LIFE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| TIAA-CREF REAL PROPERTY FUND GP LLC | n/a | n/a | n/a | N | yes | n/a |
| WESTCHESTER GROUP REAL ESTATE, INC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 60 | yes |
| Minneapolis | Mn | United States | 50 | yes |
| LOS ANGELES | CA | United States | 33 | yes |
| Charlotte | Nc | United States | 30 | yes |
| SAN FRANCISCO | CA | United States | 25 | no |
| SAN FRANCISCO | CA | United States | 25 | yes |
| Clayton | Mo | United States | 3 | no |
| London | n/a | United Kingdom | 3 | no |
| NEWPORT BEACH | CA | United States | 2 | yes |
| Portland | Or | United States | 2 | no |
| Princeton | Nj | United States | 1 | yes |
| AIA CENTRAL | n/a | Hong Kong | 1 | no |
| Singapore | n/a | Singapore | 1 | no |
| Tokyo | n/a | Japan | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 28, 2026 | $436B | $436B | 383 | 296 | 28 | 3 | n/a |
| 2024 | Mar 28, 2025 | $403B | $403B | 374 | 299 | 19 | 3 | n/a |
| 2023 | Mar 28, 2024 | $369B | $369B | 398 | 321 | 14 | 3 | $1.2B |
| 2022 | Mar 31, 2023 | $341B | $341B | 407 | 326 | 10 | 3 | $1.3B |
| 2021 | Mar 31, 2022 | $472B | $472B | 344 | 315 | 11 | 3 | $1.3B |
| 2020 | Mar 31, 2021 | $441B | $440B | 350 | 276 | 10 | 4 | $1.8B |
| 2019 | Mar 30, 2020 | $395B | $394B | 368 | 308 | 12 | 5 | $1.8B |
| 2018 | Mar 26, 2019 | $296B | $295B | 386 | 288 | 9 | 6 | $1.8B |
| 2017 | Mar 29, 2018 | $142B | $142B | 288 | 210 | 7 | 5 | $1.8B |
| 2016 | Mar 31, 2017 | $115B | $115B | 585 | 210 | n/a | 5 | $1.0B |
| 2015 | Mar 28, 2016 | $96B | $96B | 977 | 223 | n/a | 6 | $774M |
| 2014 | Mar 26, 2015 | $93B | $93B | 1,149 | 180 | n/a | 5 | $781M |
| 2013 | Mar 28, 2014 | $79B | $79B | 1,135 | 175 | n/a | 5 | $552M |
| 2012 | Apr 1, 2013 | $56B | $56B | 1,250 | 214 | n/a | 4 | $278M |
| 2011 | Mar 30, 2012 | $46B | $44B | n/a | n/a | n/a | 5 | $384M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $436B | $403B | 8.3% | $341B | 8.5% | 383 | 374 | 28 | 19 |