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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

TIAA KASPICK, LLC

CRD 104554

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b38c16d0-5dbf-1731-c026-366a6e3339ce

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 38
On other graphs: 1
Observed: Mar 30, 2012 to Jun 29, 2026
53 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Tiaa Kaspick, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.01 fund_share=0.0 institutional_share=0.99 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $8.7BItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.7B
Private client RAUM: $114MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 115
Advisory employees: 16
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 6,140
Individual clients: 15
Custody, client assets: $8.7B
SEC number: 801-28179
CIK: 1735101
CRD: 104554
Filings on the tape: 53
First filed: Mar 30, 2012
Latest filed: Jun 29, 2026
Organised: Limited Liability Company, DE
Website: kaspick.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 26

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CCAP FUND GE, L.P.	Hedge Fund	$595M	Nov 13, 2020	1	Mar 31, 2017	dropped	021-261407
CCM SERIES, LLC: CCM SERIES 1	Hedge Fund	$481M	Nov 13, 2020	1	Mar 29, 2012	dropped	n/a
CCM SERIES, LLC: CCM SERIES 6	Private Equity Fund	$298M	Nov 13, 2020	1	Mar 29, 2012	dropped	n/a
CCM SERIES, LLC: CCM SERIES 4	Hedge Fund	$194M	Nov 13, 2020	1	Mar 29, 2012	dropped	n/a
CCAP FUND HFD, L.P.	Hedge Fund	$180M	Nov 13, 2020	4	Mar 31, 2017	dropped	021-261403
CCM SERIES, LLC: CCM SERIES 8	Private Equity Fund	$176M	Nov 13, 2020	1	Mar 29, 2012	dropped	n/a
CCAP FUND HFND, L.P.	Hedge Fund	$139M	Nov 13, 2020	4	Mar 31, 2017	dropped	021-283662
CCAP FUND 6 - 2018, L.P.	Private Equity Fund	$95.1M	Nov 13, 2020	4	Mar 29, 2019	dropped	021-307080
CCM SERIES, LLC: CCM SERIES 3	Hedge Fund	$94.5M	Nov 13, 2020	1	Mar 29, 2012	dropped	n/a
CCAP FUND 8 - 2019, L.P.	Private Equity Fund	$86.3M	Nov 13, 2020	5	Mar 29, 2019	dropped	021-334268
CCAP FUND 6 - 2019, L.P.	Private Equity Fund	$74.5M	Nov 13, 2020	5	Mar 29, 2019	dropped	021-334266
CCAP FUND 8 - 2015, L.P.	Private Equity Fund	$72.7M	Nov 13, 2020	3	Mar 28, 2016	dropped	021-242609
CCAP FUND 6 - 2017, L.P.	Private Equity Fund	$52.5M	Nov 13, 2020	3	Mar 29, 2018	dropped	021-283407
CCAP FUND 6 - 2016, L.P.	Private Equity Fund	$52.4M	Nov 13, 2020	2	Apr 27, 2017	dropped	021-264182
CCAP FUND 8 - 2018, L.P.	Private Equity Fund	$52.0M	Nov 13, 2020	4	Mar 29, 2019	dropped	021-304236
CCAP FUND 6 - 2015, L.P.	Private Equity Fund	$52.0M	Nov 13, 2020	3	Mar 28, 2016	dropped	021-242612
CCAP FUND 8 - 2017, L.P.	Private Equity Fund	$35.0M	Nov 13, 2020	3	Mar 31, 2017	dropped	021-272043
CCAP FUND 8 - 2016, L.P.	Private Equity Fund	$30.2M	Nov 13, 2020	3	Mar 31, 2017	dropped	021-264181
CCM SERIES, LLC: CCM SERIES 5	Hedge Fund	$19.6M	Nov 13, 2020	1	Mar 29, 2012	dropped	n/a
CCAP FUND EIP, L.P.	Hedge Fund	$3.4M	Nov 13, 2020	3	Mar 31, 2017	dropped	021-261409
CCM SERIES, LLC: CCM SERIES 9	Other Private Fund	$2.4M	Nov 13, 2020	1	Mar 29, 2012	dropped	n/a
CCM SERIES, LLC: CCM SERIES 7	Hedge Fund	$24,874	Nov 13, 2020	1	Mar 29, 2012	dropped	n/a
CCM SERIES 2, LLC	Hedge Fund	$0	Nov 13, 2020	0	Mar 29, 2012	dropped	n/a
CCAP FUND FI, L.P.	Hedge Fund	$0	Nov 13, 2020	0	Mar 31, 2017	dropped	021-261410
CCAP FUND MRA, L.P.	Hedge Fund	$0	Nov 13, 2020	0	Mar 31, 2017	dropped	021-261404

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Celecia, Ian	GENERAL COUNSEL	Na	yes	03/2023	Mar 31, 2023	Aug 16, 2024
Finkle, Bradley	MEMBER, BOARD OF MANAGERS	Na	yes	12/2022	Jan 18, 2023	Aug 16, 2024
GERHARZ, JOSEPH, PATRICK	CHIEF FINANCIAL OFFICER	Na	yes	11/2015	Jan 12, 2016	Aug 16, 2024
HEASLIP, DEREK, JAMES	Manager	Na	yes	02/2023	Mar 31, 2014	Aug 16, 2024
Immesberger, Richard, Jon	MEMBER, BOARD OF MANAGERS	Na	yes	09/2023	Oct 20, 2023	Aug 16, 2024
Iqbal, Mohammad, Ali	CHAIR, BOARD OF MANAGERS/PRESIDENT	Na	yes	07/2022	Jul 8, 2022	Aug 16, 2024
LYONS, DAVID, SEAN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2018	Nov 25, 2015	Aug 16, 2024
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA	SOLE OWNER	E	yes	08/2006	Mar 30, 2012	Aug 16, 2024
TIAA BOARD OF OVERSEERS	SOLE SHAREHOLDER	E	yes	06/1938	Mar 30, 2012	Aug 16, 2024
TIAA-CREF REDWOOD LLC	SOLE DIRECT OWNER	E	yes	10/2006	Mar 30, 2012	Aug 16, 2024
Trivedi, Himani	MEMBER, BOARD OF MANAGERS	Na	yes	06/2021	Jul 2, 2021	Aug 16, 2024
Whelchel, Damon	CHIEF INVESTMENT OFFICER	Na	yes	03/2024	Mar 26, 2024	Aug 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TEACHERS ADVISORS, LLC	n/a	Former SEC adviser	$436B	N	yes	n/a
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA	n/a	n/a	n/a	Y	yes	n/a
TIAA TRUST, N.A.	n/a	n/a	n/a	N	yes	Nc

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
REDWOOD SHORES	CA	United States	10	no
ST LOUIS	Mo	United States	1	no
Charlotte	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$8.7B	$8.7B	115	16	3	n/a	n/a
2024	Mar 18, 2025	$8.5B	$8.5B	115	16	3	n/a	n/a
2023	Mar 26, 2024	$8.1B	$8.1B	115	16	3	n/a	n/a
2022	Mar 31, 2023	$7.3B	$7.3B	110	17	3	n/a	n/a
2021	Mar 30, 2022	$9.1B	$9.0B	110	15	4	n/a	n/a
2020	Mar 31, 2021	$7.6B	$7.6B	110	15	4	n/a	n/a
2019	Mar 30, 2020	$12B	$12B	145	28	6	25	$2.8B
2018	Mar 29, 2019	$11B	$11B	151	29	6	26	$2.7B
2017	Mar 29, 2018	$11B	$11B	140	26	5	22	$2.8B
2016	Mar 31, 2017	$6.1B	$6.1B	114	14	n/a	n/a	n/a
2015	Mar 28, 2016	$5.7B	$5.7B	111	13	n/a	n/a	n/a
2014	Mar 27, 2015	$6.0B	$5.9B	110	13	n/a	n/a	n/a
2013	Mar 31, 2014	$5.8B	$5.7B	123	13	n/a	n/a	n/a
2012	Apr 1, 2013	$5.1B	$4.9B	106	7	n/a	n/a	n/a
2011	Mar 30, 2012	$4.1B	$4.1B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.7B	$8.5B	2.7%	$7.3B	6.4%	115	115	3	3

Relationships

Affiliated with (8)

← ADVICE AND PLANNING SERVICESRegistered adviserother investment adviser, common control
factForm ADV
→ TEACHERS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← TIAA-CREF TUITION FINANCING, INC.Registered adviserother investment adviser, common control
factForm ADV
← TEACHERS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← TIAA-CREF INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← GREENWOOD RESOURCES CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← TIAA ADVISORY, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← COVARIANCE CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (12)

← Finkle, BradleyOwnerMEMBER, BOARD OF MANAGERS, ownership code NA, individual
Jan 18, 2023 to Aug 16, 2024factForm ADV
← LYONS, DAVID, SEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 25, 2015 to Aug 16, 2024factForm ADV
← Immesberger, Richard, JonOwnerMEMBER, BOARD OF MANAGERS, ownership code NA, individual
Oct 20, 2023 to Aug 16, 2024factForm ADV
← Celecia, IanOwnerGENERAL COUNSEL, ownership code NA, individual
Mar 31, 2023 to Aug 16, 2024factForm ADV
← GERHARZ, JOSEPH, PATRICKOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 12, 2016 to Aug 16, 2024factForm ADV
← HEASLIP, DEREK, JAMESOwnerMANAGER, ownership code NA, individual
Mar 31, 2014 to Aug 16, 2024factForm ADV
← Iqbal, Mohammad, AliOwnerCHAIR, BOARD OF MANAGERS/PRESIDENT, ownership code NA, individual
Jul 8, 2022 to Aug 16, 2024factForm ADV
← Trivedi, HimaniOwnerMEMBER, BOARD OF MANAGERS, ownership code NA, individual
Jul 2, 2021 to Aug 16, 2024factForm ADV
← Whelchel, DamonOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 26, 2024 to Aug 16, 2024factForm ADV
← TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAOwnerSOLE OWNER, ownership code E, domestic entity
Mar 30, 2012 to Aug 16, 2024factForm ADV
← TIAA BOARD OF OVERSEERSOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Aug 16, 2024factForm ADV
← TIAA-CREF REDWOOD LLCOwnerSOLE DIRECT OWNER, ownership code E, domestic entity
Mar 30, 2012 to Aug 16, 2024factForm ADV

Advises (26)

→ CCAP FUND 8 - 2015, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 28, 2016 to Nov 13, 2020factForm ADV
→ CCAP FUND 8 - 2019, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2019 to Nov 13, 2020factForm ADV
→ CCAP FUND 8 - 2016, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2017 to Nov 13, 2020factForm ADV
→ CCAP FUND HFD, L.P.Private fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Nov 13, 2020factForm ADV
→ CCAP FUND GE, L.P.Private fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Nov 13, 2020factForm ADV
→ CCAP FUND 6 - 2018, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2019 to Nov 13, 2020factForm ADV
→ CCM SERIES 2, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCAP FUND HFND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Nov 13, 2020factForm ADV
→ CCM SERIES, LLC: CCM SERIES 1Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCAP FUND 8 - 2018, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2019 to Nov 13, 2020factForm ADV
→ CCAP FUND FI, L.P.Private fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Nov 13, 2020factForm ADV
→ CCAP FUND 6 - 2019, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2019 to Nov 13, 2020factForm ADV
→ CCM SERIES, LLC: CCM SERIES 5Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCAP FUND MRA, L.P.Private fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Nov 13, 2020factForm ADV
→ CCM SERIES, LLC: CCM SERIES 6Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCAP FUND 6 - 2016, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Apr 27, 2017 to Nov 13, 2020factForm ADV
→ CCAP FUND 8 - 2017, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2017 to Nov 13, 2020factForm ADV
→ CCAP FUND EIP, L.P.Private fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Nov 13, 2020factForm ADV
→ CCM SERIES, LLC: CCM SERIES 7Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCAP FUND 6 - 2015, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 28, 2016 to Nov 13, 2020factForm ADV
→ CCM SERIES, LLC: CCM SERIES 3Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCAP FUND 6 - 2017, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2018 to Nov 13, 2020factForm ADV
→ CCM SERIES, LLC: CCM SERIES 8Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCM SERIES, LLC: CCM SERIES 9Private fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCM SERIES, LLC: CCM SERIES 4Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Nov 13, 2020factForm ADV
→ CCAP FUND PDS, L.P.Private fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Nov 27, 2019factForm ADV

Dated events

Occurred
Mar 26, 2024
Control person left
Benton Abigail Mason (Chief Investment Officer) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2024-01-02, absent 2024-03-26)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Control person joined
Damon Whelchel (Chief Investment Officer) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Jan 2, 2024
Control person left
Kim Courtney Eastlack (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2023-10-20, absent 2024-01-02)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2024
Control person left
Yogini Biswas (Manager) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2023-10-20, absent 2024-01-02)
Form ADVobserved 5 days ago
Occurred
Oct 20, 2023
Control person joined
Jon Richard Immesberger (Member, Board Of Managers) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Oct 20, 2023
Control person left
Liisa Wendy Harrington (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2023-08-08, absent 2023-10-20)
Form ADVobserved 5 days ago
Occurred
Aug 8, 2023
Control person left
Robert Josh Greenwald (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2023-03-31, absent 2023-08-08)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person joined
Ian Celecia (Interim Counsel) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person joined
James Derek Heaslip (Manager) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person joined
Yogini Biswas (Manager) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person left
Thayer Andrew King (Counsel) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2023-01-18, absent 2023-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person left
Adam Elmore (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2023-01-18, absent 2023-03-31)
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Control person left
Scott Jeffrey Kaspick (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2022-07-08, absent 2023-01-18)
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Control person left
Edward Douglas Chittenden (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2022-07-08, absent 2023-01-18)
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Control person left
Bruce Michael Kahn (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2022-07-08, absent 2023-01-18)
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Control person joined
Adam Elmore (Member, Board Of Managers) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Control person joined
Robert Josh Greenwald (Member, Board Of Managers) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Control person joined
Bradley Finkle (Member, Board Of Managers) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Control person joined
Liisa Wendy Harrington (Member, Board Of Managers) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Jul 8, 2022
Control person left
J Kevin O'Leary (Chair, Board Of Managers / Chief Executive Officer/ President) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2022-03-30, absent 2022-07-08)
Form ADVobserved 5 days ago
Occurred
Jul 8, 2022
Control person left
Joseph Darrell Fernandes (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2022-03-30, absent 2022-07-08)
Form ADVobserved 5 days ago
Occurred
Jul 8, 2022
Control person joined
Ali Mohammad Iqbal (Chair, Board Of Managers/President) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Dec 20, 2021
Control person left
Esterly Sarah Devany (President) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2021-07-02, absent 2021-12-20)
Form ADVobserved 5 days ago
Occurred
Jul 2, 2021
Control person joined
Joseph Darrell Fernandes (Member, Board Of Managers) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Jul 2, 2021
Control person joined
Himani Trivedi (Member, Board Of Managers) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Tiaa Kaspick, Llc reported RAUM $7.6B, down 34% from $11.6B (2020-11-13 to 2021-03-31)
Form ADVobserved 5 days ago
$-4.0B
Occurred
Mar 31, 2021
Control person joined
Thayer Andrew King (Counsel) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person left
Ward Carol Deckbar (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2020-11-13, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person left
Scott Thomas (General Counsel) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2020-11-13, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Aug 17, 2020
Control person left
Nmn Vijay Tunikipati (Chief Investment Risk Officer) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2020-06-25, absent 2020-08-17)
Form ADVobserved 5 days ago
Occurred
Aug 17, 2020
Control person left
Jay Michael Jawor (Chief Investment Officer, Tiaa Endowments) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2020-06-25, absent 2020-08-17)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2019
Control person left
Alan Charles Korthals (Chief Client Relationship Officer) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2019-03-29, absent 2019-11-27)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person left
Lindy Sherwood (Chief Business Strategy Officer) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2019-01-30, absent 2019-03-29)
Form ADVobserved 5 days ago
Occurred
Jan 30, 2019
Control person left
Thayer Andrew King (Counsel) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2018-09-26, absent 2019-01-30)
Form ADVobserved 5 days ago
Occurred
Jan 30, 2019
Control person left
Jo Meredith Kornreich (General Counsel) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2018-09-26, absent 2019-01-30)
Form ADVobserved 5 days ago
Occurred
Jan 30, 2019
Control person left
Wolfson Lisa Hess (Member, Board Of Managers) no longer on Schedule A of Tiaa Kaspick, Llc (listed 2018-09-26, absent 2019-01-30)
Form ADVobserved 5 days ago
Occurred
Jan 30, 2019
Control person joined
Scott Thomas (General Counsel) appeared on Schedule A of Tiaa Kaspick, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Tiaa Kaspick, Llc reported RAUM $11.1B, up 81% from $6.1B (2017-08-29 to 2018-03-29)
Form ADVobserved 5 days ago
$5.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b38c16d0-5dbf-1731-c026-366a6e3339ce
First observed: Mar 30, 2012
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TIAA KASPICK, LLC

CRD 104554

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b38c16d0-5dbf-1731-c026-366a6e3339ce

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CCAP FUND GE, L.P.

Hedge Fund

$595M

Nov 13, 2020

Mar 31, 2017

dropped

021-261407

CCM SERIES, LLC: CCM SERIES 1

Hedge Fund

$481M

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCM SERIES, LLC: CCM SERIES 6

Private Equity Fund

$298M

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCM SERIES, LLC: CCM SERIES 4

Hedge Fund

$194M

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCAP FUND HFD, L.P.

Hedge Fund

$180M

Nov 13, 2020

Mar 31, 2017

dropped

021-261403

CCM SERIES, LLC: CCM SERIES 8

Private Equity Fund

$176M

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCAP FUND HFND, L.P.

Hedge Fund

$139M

Nov 13, 2020

Mar 31, 2017

dropped

021-283662

CCAP FUND 6 - 2018, L.P.

Private Equity Fund

$95.1M

Nov 13, 2020

Mar 29, 2019

dropped

021-307080

CCM SERIES, LLC: CCM SERIES 3

Hedge Fund

$94.5M

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCAP FUND 8 - 2019, L.P.

Private Equity Fund

$86.3M

Nov 13, 2020

Mar 29, 2019

dropped

021-334268

CCAP FUND 6 - 2019, L.P.

Private Equity Fund

$74.5M

Nov 13, 2020

Mar 29, 2019

dropped

021-334266

CCAP FUND 8 - 2015, L.P.

Private Equity Fund

$72.7M

Nov 13, 2020

Mar 28, 2016

dropped

021-242609

CCAP FUND 6 - 2017, L.P.

Private Equity Fund

$52.5M

Nov 13, 2020

Mar 29, 2018

dropped

021-283407

CCAP FUND 6 - 2016, L.P.

Private Equity Fund

$52.4M

Nov 13, 2020

Apr 27, 2017

dropped

021-264182

CCAP FUND 8 - 2018, L.P.

Private Equity Fund

$52.0M

Nov 13, 2020

Mar 29, 2019

dropped

021-304236

CCAP FUND 6 - 2015, L.P.

Private Equity Fund

$52.0M

Nov 13, 2020

Mar 28, 2016

dropped

021-242612

CCAP FUND 8 - 2017, L.P.

Private Equity Fund

$35.0M

Nov 13, 2020

Mar 31, 2017

dropped

021-272043

CCAP FUND 8 - 2016, L.P.

Private Equity Fund

$30.2M

Nov 13, 2020

Mar 31, 2017

dropped

021-264181

CCM SERIES, LLC: CCM SERIES 5

Hedge Fund

$19.6M

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCAP FUND EIP, L.P.

Hedge Fund

$3.4M

Nov 13, 2020

Mar 31, 2017

dropped

021-261409

CCM SERIES, LLC: CCM SERIES 9

Other Private Fund

$2.4M

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCM SERIES, LLC: CCM SERIES 7

Hedge Fund

$24,874

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCM SERIES 2, LLC

Hedge Fund

Nov 13, 2020

Mar 29, 2012

dropped

n/a

CCAP FUND FI, L.P.

Hedge Fund

Nov 13, 2020

Mar 31, 2017

dropped

021-261410

CCAP FUND MRA, L.P.

Hedge Fund

Nov 13, 2020

Mar 31, 2017

dropped

021-261404

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Celecia, Ian

GENERAL COUNSEL

yes

03/2023

Mar 31, 2023

Aug 16, 2024

Finkle, Bradley

MEMBER, BOARD OF MANAGERS

yes

12/2022

Jan 18, 2023

Aug 16, 2024

GERHARZ, JOSEPH, PATRICK

CHIEF FINANCIAL OFFICER

yes

11/2015

Jan 12, 2016

Aug 16, 2024

HEASLIP, DEREK, JAMES

Manager

yes

02/2023

Mar 31, 2014

Aug 16, 2024

Immesberger, Richard, Jon

MEMBER, BOARD OF MANAGERS

yes

09/2023

Oct 20, 2023

Aug 16, 2024

Iqbal, Mohammad, Ali

CHAIR, BOARD OF MANAGERS/PRESIDENT

yes

07/2022

Jul 8, 2022

Aug 16, 2024

LYONS, DAVID, SEAN

CHIEF COMPLIANCE OFFICER

yes

09/2018

Nov 25, 2015

Aug 16, 2024

TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA

SOLE OWNER

yes

08/2006

Mar 30, 2012

Aug 16, 2024

TIAA BOARD OF OVERSEERS

SOLE SHAREHOLDER

yes

06/1938

Mar 30, 2012

Aug 16, 2024

TIAA-CREF REDWOOD LLC

SOLE DIRECT OWNER

yes

10/2006

Mar 30, 2012

Aug 16, 2024

Trivedi, Himani

MEMBER, BOARD OF MANAGERS

yes

06/2021

Jul 2, 2021

Aug 16, 2024

Whelchel, Damon

CHIEF INVESTMENT OFFICER

yes

03/2024

Mar 26, 2024

Aug 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TEACHERS ADVISORS, LLC

n/a

Former SEC adviser

$436B

yes

n/a

TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA

n/a

yes

n/a

TIAA TRUST, N.A.

n/a

yes

City

State

Country

Employees

Also broker-dealer

REDWOOD SHORES

United States

ST LOUIS

United States

Charlotte

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$8.7B

115

n/a

2024

Mar 18, 2025

$8.5B

115

n/a

2023

Mar 26, 2024

$8.1B

115

n/a

2022

Mar 31, 2023

$7.3B

110

n/a

2021

Mar 30, 2022

$9.1B

$9.0B

110

n/a

2020

Mar 31, 2021

$7.6B

110

n/a

2019

Mar 30, 2020

$12B

145

$2.8B

2018

Mar 29, 2019

$11B

151

$2.7B

2017

Mar 29, 2018

$11B

140

$2.8B

2016

Mar 31, 2017

$6.1B

114

n/a

2015

Mar 28, 2016

$5.7B

111

n/a

2014

Mar 27, 2015

$6.0B

$5.9B

110

n/a

2013

Mar 31, 2014

$5.8B

$5.7B

123

n/a

2012

Apr 1, 2013

$5.1B

$4.9B

106

n/a

2011

Mar 30, 2012

$4.1B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.7B

$8.5B

2.7%

$7.3B

6.4%

115