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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Joseph Fernandes

Advisor at VANDERBILT ADVISORY SERVICES

WOODBURY, NY | Middletown, NJ

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Search this name across graphsid dfx:ria:96662afd-34a5-677f-451b-76d2dee58a2c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: May 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANDERBILT ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 19, 1997
First registration: May 15, 2002
Dual registered: yes, broker-dealer
Other names: JOSEPH FERNANDES|JOSEPH FRANK FERNANDES|Joseph Fernandez
IAPD individual key: 2809449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	Sep 15, 2025	n/a	yes	Middletown, NJ\|WOODBURY, NY	Current employment
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Jan 4, 2024	Sep 4, 2025	no	Middletown, NJ\|Red Bank, NJ\|OVIEDO, FL	Previous registration
GWN SECURITIES INC.	Bd affiliated wealth	Jun 8, 2015	Dec 31, 2023	no	MIDDLETOWN, NJ\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|Middletown, NJ\|BRIDGEWATER, NJ\|MIDDLETOWN, NJ	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Apr 23, 2012	Jun 4, 2015	no	HOLBROOK, NY	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 9, 2010	Mar 30, 2012	no	HOLMDEL, NJ\|RED BANK, NJ\|HOLMDEL, NJ	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 20, 2009	Aug 6, 2009	no	Tinton Falls, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 4, 2007	Mar 5, 2009	no	RED BANK, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	May 18, 2007	no	SHREWSBURY, NJ\|NEW YORK, NY\|SHREWSBURY, NJ	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Nov 27, 2002	Feb 21, 2006	no	SHREWSBURY, NJ	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	May 15, 2002	Dec 9, 2002	no	SHREWSBURY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PLANMEMBER SECURITIES CORPORATION	VANDERBILT ADVISORY SERVICES	Sep 4, 2025	Sep 15, 2025	11	Firm change	RIA to ibd
GWN SECURITIES INC.	PLANMEMBER SECURITIES CORPORATION	Dec 31, 2023	Jan 4, 2024	4	Firm change	Ibd to RIA
AMERICAN PORTFOLIOS ADVISORS, INC	GWN SECURITIES INC.	Jun 4, 2015	Jun 8, 2015	4	Firm change	Other
OSAIC WEALTH, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Mar 30, 2012	Apr 23, 2012	24	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	OSAIC WEALTH, INC.	Aug 6, 2009	Mar 9, 2010	215	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES & ASSOCIATES, INC.	Mar 5, 2009	Feb 20, 2009	-13	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 18, 2007	May 4, 2007	-14	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other
RBC CAPITAL MARKETS, LLC	LEGG MASON WOOD WALKER, INCORPORATED	Dec 9, 2002	Nov 27, 2002	-12	Firm change	Other

Relationships

Registered with (10)

→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: current employment
Sep 15, 2025 to presentfactForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 4, 2024 to Sep 4, 2025factForm ADV
→ GWN SECURITIES INC.Registered adviserregistration: previous registration
Jun 8, 2015 to Dec 31, 2023factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Apr 23, 2012 to Jun 4, 2015factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Mar 9, 2010 to Mar 30, 2012factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 20, 2009 to Aug 6, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 4, 2007 to Mar 5, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to May 18, 2007factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Nov 27, 2002 to Feb 21, 2006factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 15, 2002 to Dec 9, 2002factForm ADV

Dated events

Occurred
Sep 4, 2025
Advisor changed firm
Joseph Fernandes left Planmember Securities Corporation for Vanderbilt Advisory Services (registered 2025-09-15)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Joseph Fernandes left Gwn Securities Inc. for Planmember Securities Corporation (registered 2024-01-04)
Form ADVobserved 4 days ago