DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Fernandes

Vanderbilt Advisory ServicesBD affiliatedWoodbury, Ny dual registrantIAPD 2809449

Feed of 09/15/2026

Also filed as Joseph Fernandes

At current firm

1 y

since Sep 15, 2025

In the industry

29 y

since May 19, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Vanderbilt Advisory Services BD affiliated current
since Sep 15, 2025 · Middletown, Nj
Planmember Securities Corporation independent RIA
Jan 4, 2024 to Sep 4, 2025 · Middletown, Nj
Gwn Securities Inc. BD affiliated
Jun 8, 2015 to Dec 31, 2023 · Middletown, Nj
American Portfolios Advisors, Inc former
Apr 23, 2012 to Jun 4, 2015 · Holbrook, Ny
Osaic Wealth, Inc. BD affiliated
Mar 9, 2010 to Mar 30, 2012 · Holmdel, Nj
Raymond James & Associates, Inc. national BD
Feb 20, 2009 to Aug 6, 2009 · Tinton Falls, Nj
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 4, 2007 to Mar 5, 2009 · Red Bank, Nj
Citigroup Global Markets Inc. BD affiliated
Feb 21, 2006 to May 18, 2007 · Shrewsbury, Nj
Legg Mason Wood Walker, Incorporated unclassified
Nov 27, 2002 to Feb 21, 2006 · Shrewsbury, Nj
RBC Capital Markets, LLC national BD
May 15, 2002 to Dec 9, 2002 · Shrewsbury, Nj

Moves

a registration end followed by a registration begin elsewhere

Planmember Securities Corporation to Vanderbilt Advisory Services
left Sep 4, 2025, registered Sep 15, 2025 (11 days) · RIA to affiliated broker-dealer or bank
Gwn Securities Inc. to Planmember Securities Corporation
left Dec 31, 2023, registered Jan 4, 2024 (4 days) · Affiliated broker-dealer or bank to independent RIA
American Portfolios Advisors, Inc to Gwn Securities Inc.
left Jun 4, 2015, registered Jun 8, 2015 (4 days) · Other
Osaic Wealth, Inc. to American Portfolios Advisors, Inc
left Mar 30, 2012, registered Apr 23, 2012 (24 days) · Other
Raymond James & Associates, Inc. to Osaic Wealth, Inc.
left Aug 6, 2009, registered Mar 9, 2010 (215 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James & Associates, Inc.
left Mar 5, 2009, registered Feb 20, 2009 (-13 days) · Wirehouse to affiliated broker-dealer or bank
Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left May 18, 2007, registered May 4, 2007 (-14 days) · Other
Legg Mason Wood Walker, Incorporated to Citigroup Global Markets Inc.
left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
RBC Capital Markets, LLC to Legg Mason Wood Walker, Incorporated
left Dec 9, 2002, registered Nov 27, 2002 (-12 days) · Other

Signals

Joseph Fernandes left Planmember Securities Corporation for Vanderbilt Advisory Services (registered 2025-09-15)
Sep 4, 2025 · Advisor changed firm · fact
Joseph Fernandes left Gwn Securities Inc. for Planmember Securities Corporation (registered 2024-01-04)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address