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Advisor at GREAT VALLEY ADVISOR GROUP, LLC
Boca Raton, FL | BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREAT VALLEY ADVISOR GROUP, LLC | Independent wealth | Mar 28, 2022 | n/a | yes | Boca Raton, FL|BERWYN, PA | Current employment |
| GAINES FINANCIAL GROUP | Former SEC adviser | Dec 7, 2016 | Apr 22, 2022 | no | BOCA RATON, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 5, 2013 | Oct 31, 2016 | no | BOCA RATON, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 16, 2011 | Jan 31, 2013 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GAINES FINANCIAL GROUP | GREAT VALLEY ADVISOR GROUP, LLC | Apr 22, 2022 | Mar 28, 2022 | -25 | Firm change | RIA to RIA |
| WELLS FARGO ADVISORS | GAINES FINANCIAL GROUP | Oct 31, 2016 | Dec 7, 2016 | 37 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jan 31, 2013 | Feb 5, 2013 | 5 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 157037:123913:FL:2022-04-22 | Apr 22, 2022 | Mar 28, 2022 | BOCA RATON, FL | Firm change |