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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

RAJESH C JYOTISHI

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Norcross, GA | John Creek, GA

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Search this name across graphsid dfx:ria:97340d46-928f-c2d6-00bc-88b53167cd54

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 27, 1992
First registration: Sep 10, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2204676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 17, 2025	n/a	yes	Norcross, GA\|John Creek, GA	Current employment
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Jan 7, 2015	Dec 31, 2025	no	Marietta, GA\|NORCROSS, GA\|ROME, GA\|ROME, GA\|ROME, GA\|ROME, GA\|Norcross, GA	Previous registration
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Former SEC adviser	Jan 11, 2010	Dec 31, 2014	no	NORCROSS, GA	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Sep 6, 2007	Jan 4, 2010	no	PARMA, OH\|NORCROSS, GA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 10, 2003	Aug 27, 2007	no	NORCROSS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEMPSEY LORD SMITH, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 31, 2025	Dec 17, 2025	-14	Bulk transfer	RIA to ibd
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	DEMPSEY LORD SMITH, LLC	Dec 31, 2014	Jan 7, 2015	7	Firm change	Other
SII INVESTMENTS, INC.	RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Jan 4, 2010	Jan 11, 2010	7	Firm change	Other
FSC SECURITIES CORPORATION	SII INVESTMENTS, INC.	Aug 27, 2007	Sep 6, 2007	10	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ DEMPSEY LORD SMITH, LLCRegistered adviserregistration: previous registration
Jan 7, 2015 to Dec 31, 2025factForm ADV
→ RESOURCE HORIZONS INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Jan 11, 2010 to Dec 31, 2014factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 6, 2007 to Jan 4, 2010factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 10, 2003 to Aug 27, 2007factForm ADV

Dated events

No dated event names this entity yet.