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C•••••• L•• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

C•••••• L•• B•••••

Advisor at Q••••• W•••• A•••••••• L••

Hopkinsville, KY | CHICAGO, IL | Quincy, IL

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Search this name across graphsid dfx:ria:97460e32-2d15-6212-049c-31b0a37c5cd1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• W•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• W•••• A•••••••• L••	Independent wealth	Apr 2, 2026	n/a	yes	CHICAGO, IL\|Quincy, IL\|Hopkinsville, KY	Current employment
Q••••• W•••• A•••••••• L••	Independent wealth	Jan 10, 2025	Mar 26, 2026	no	Quincy, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	Q••••• W•••• A•••••••• L••	Dec 31, 2024	Jan 10, 2025	10	Firm change	Ibd to RIA
S• A•••••••• L••	C••••••• A•••• M••••••••• L••	Nov 4, 2021	Nov 4, 2021

Relationships

Registered with (8)

→ Q••••• W•••• A•••••••• L••Registered adviserregistration: previous registration
Jan 10, 2025 to Mar 26, 2026factForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 4, 2021 to Dec 31, 2024factForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2021 to Nov 4, 2021factForm ADV
→ S•• B••• A•••••••• I•••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
C•••••• L•• B••••• left C••••••• A•••• M••••••••• L•• for Q••••• W•••• A•••••••• L•• (registered 2025-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97460e32-2d15-6212-049c-31b0a37c5cd1
First observed: Jun 12, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.