DFX Intelligence

R••••• A••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

R••••• A••• R••••••

Advisor at X••• S•••••••

Bowling Green, KY | BOZEMAN, MT

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Search this name across graphsid dfx:ria:983d167c-1134-dd99-28aa-afc1c187d07f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Nov 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 21, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• S•••••••	Independent wealth	Jul 24, 2024	n/a	yes	Bowling Green, KY\|BOZEMAN, MT	Current employment
S•••••• F••••••••• L••	n/a	Apr 25, 2023	Dec 31, 2024	no	BOWLING GREEN, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F••••••••• L••	X••• S•••••••	Dec 31, 2024	Jul 24, 2024	-160	Firm change after gap	Other
C••••• P••••••• O••• L••	S•••••• F••••••••• L••	Feb 2, 2023	Apr 25, 2023

Relationships

Registered with (10)

→ X••• S•••••••Registered adviserregistration: current employment
Jul 24, 2024 to presentfactForm ADV
→ S•••••• F••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2023 to Dec 31, 2024factForm ADV
→ C••••• P••••••• O••• L••Registered adviserregistration: previous registration
Mar 9, 2021 to Feb 2, 2023factForm ADV
→ S•••••• F••••••••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
R••••• A••• R•••••• left S•••••• F••••••••• L•• for X••• S••••••• (registered 2024-07-24)
Form ADVobserved 7 days ago
Occurred
Feb 2, 2023
Advisor changed firm
R••••• A••• R•••••• left C••••• P••••••• O••• L•• for S•••••• F••••••••• L•• (registered 2023-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:983d167c-1134-dd99-28aa-afc1c187d07f
First observed: Nov 29, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.