DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ronald Alan Rhoades

Xypn Sapphireindependent RIABowling Green, Ky IA-onlyIAPD 4458963

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ron A. Rhoades

At current firm

2 y

since Jul 24, 2024

In the industry

25 y

since Aug 21, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Xypn Sapphire independent RIA current
since Jul 24, 2024 · Bowling Green, Ky
Scholar Financial, LLC unclassified
Apr 25, 2023 to Dec 31, 2024 · Bowling Green, Ky
Cerity Partners Ocio LLC institutional
Mar 9, 2021 to Feb 2, 2023 · Bowling Green, Ky
Scholar Financial unclassified
Jan 17, 2017 to Jun 9, 2021 · Bowling Green, Ky
Cgn Advisors, LLC independent RIA
Mar 4, 2016 to Jan 18, 2017 · Bowling Green, Ky
Scholarfi Inc. unclassified
Aug 23, 2012 to Mar 3, 2016 · Bowling Green, Ky
Joseph Financial Of Smithtown, LLC unclassified
Oct 4, 2010 to Mar 25, 2011 · Hernando, Fl
Jcm Advisors Of Crystal River, LLC former
Oct 4, 2010 to Mar 25, 2011 · Hernando, Fl
Creative Capital Fiduciaries, LLC unclassified
Jul 28, 2010 to Mar 25, 2011 · Hernando, Fl
Joseph Capital Management, LLC former
Nov 29, 2001 to Sep 13, 2011 · Hernando, Fl

Moves

a registration end followed by a registration begin elsewhere

Scholar Financial, LLC to Xypn Sapphire
left Dec 31, 2024, registered Jul 24, 2024 (-160 days) · Other
Cerity Partners Ocio LLC to Scholar Financial, LLC
left Feb 2, 2023, registered Apr 25, 2023 (82 days) · Other
Scholar Financial to Cerity Partners Ocio LLC
left Jun 9, 2021, registered Mar 9, 2021 (-92 days) · Other
Cgn Advisors, LLC to Scholar Financial
left Jan 18, 2017, registered Jan 17, 2017 (-1 days) · Other
Scholarfi Inc. to Cgn Advisors, LLC
left Mar 3, 2016, registered Mar 4, 2016 (1 days) · Other
Joseph Capital Management, LLC to Creative Capital Fiduciaries, LLC
left Sep 13, 2011, registered Jul 28, 2010 (-412 days) · Other
Joseph Financial Of Smithtown, LLC to Jcm Advisors Of Crystal River, LLC
left Mar 25, 2011, registered Oct 4, 2010 (-172 days) · Other
Jcm Advisors Of Crystal River, LLC to Scholarfi Inc.
left Mar 25, 2011, registered Aug 23, 2012 (517 days) · Other
Creative Capital Fiduciaries, LLC to Joseph Financial Of Smithtown, LLC
left Mar 25, 2011, registered Oct 4, 2010 (-172 days) · Other

Signals

Ronald Alan Rhoades left Scholar Financial, Llc for Xypn Sapphire (registered 2024-07-24)
Dec 31, 2024 · Advisor changed firm · fact
Ronald Alan Rhoades left Cerity Partners Ocio Llc for Scholar Financial, Llc (registered 2023-04-25)
Feb 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address