DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at BFC PLANNING, INC.
Selma, AL | CEDAR RAPIDS, IA | SELMA, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BFC PLANNING, INC. | Bd affiliated wealth | Jan 7, 2019 | n/a | yes | Selma, AL|CEDAR RAPIDS, IA | Current employment |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Mar 10, 2010 | n/a | yes | SELMA, AL | Current employment |
| FIRST LEGACY SECURITIES, LLC | n/a | Oct 8, 2008 | Feb 23, 2010 | no | MONTGOMERY, AL|SELMA, AL | Previous registration |
| SUNSET FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 23, 2008 | Sep 26, 2008 | no | SELMA, AL|HELENA, AL|SELMA, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST LEGACY SECURITIES, LLC | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Feb 23, 2010 | Mar 10, 2010 | 15 | Firm change | Other |
| SUNSET FINANCIAL SERVICES, INC. | FIRST LEGACY SECURITIES, LLC | Sep 26, 2008 | Oct 8, 2008 | 12 | Firm change | Other |