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Advisor at RELION ASSETS MANAGEMENT, LLC
RANCHO MIRAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RELION ASSETS MANAGEMENT, LLC | State registered | Jan 1, 2026 | n/a | yes | RANCHO MIRAGE, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 10, 2013 | Feb 2, 2016 | no | PASADENA, CA|TORRANCE, CA|LONG BEACH, CA|LONG BEACH, CA|HARBOR CITY, CA|HARBOR CITY, CA|FULLERTON, CA | Previous registration |
| GOLD COAST SECURITIES, INC. | Former SEC adviser | Aug 19, 2008 | Dec 14, 2012 | no | GOLD RIVER, CA|DOWNEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RELION ASSETS MANAGEMENT, LLC | Feb 2, 2016 | Jan 1, 2026 | 3,621 | Firm change after gap | Wirehouse to state RIA |
| GOLD COAST SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 14, 2012 | Jan 10, 2013 | 27 | Firm change | Other |