RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• I• C•••
- R••••• A••••• M••••••••• L•• state registered currentsince Jan 1, 2026 · Rancho Mirage, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 10, 2013 to Feb 2, 2016 · Pasadena, Ca
- G••• C•••• S••••••••• I••• formerAug 19, 2008 to Dec 14, 2012 · G••• River, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••• A••••• M••••••••• L••left Feb 2, 2016, registered Jan 1, 2026 (3621 days) · Wirehouse to a state-registered adviser
- G••• C•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 14, 2012, registered Jan 10, 2013 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address