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Advisor at WORLD EQUITY GROUP, INC.
MORRISTOWN, NJ | Schaumburg, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Feb 29, 2016 | n/a | yes | MORRISTOWN, NJ|Schaumburg, IL | Current employment |
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Aug 28, 2012 | Feb 29, 2016 | no | HICKORY, NC|GLEN ALLEN, VA|GLEN ALLEN, VA|Morristown, NJ|GLEN ALLEN, VA|BOSTON, MA|MILFORD, DE|BASKING RIDGE, NJ|NEWARK, NJ|HICKORY, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 19, 2004 | Apr 21, 2009 | no | FLORHAM PARK, NJ|FLORHAM PARK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITOL SECURITIES MANAGEMENT, INC. | WORLD EQUITY GROUP, INC. | Feb 29, 2016 | Feb 29, 2016 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CAPITOL SECURITIES MANAGEMENT, INC. | Apr 21, 2009 | Aug 28, 2012 | 1,225 | Firm change after gap | Other |