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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Wayne Washowich

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Irwin, PA | North Huntingdon, PA | Indiana, PA

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Search this name across graphsid dfx:ria:98e42644-a79d-88ff-51a9-3fb151a875fc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 1, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 8
Exams: S63|S65
First exam: Feb 11, 1993
First registration: May 1, 2003
Dual registered: yes, broker-dealer
Other names: WAYNE CHARLES WASHOWICH|WAYNE CHARLES WASHOWICH|Wayne Washowich|WAYNE C WASHOWICH
IAPD individual key: 2202563

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 8, 2021	n/a	yes	Irwin, PA\|Indiana, PA\|North Huntingdon, PA	Current employment
ABSOLUTE CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 6, 2019	Nov 9, 2020	no	PITTSBURGH, PA	Previous registration
DONOGHUE FORLINES LLC	Asset manager	Dec 15, 2016	Mar 25, 2019	no	Norwood, MA\|N. Huntingdon, PA	Previous registration
W.E. DONOGHUE & CO., INC	Former SEC adviser	Apr 3, 2013	Dec 13, 2016	no	N. HUNTINGDON, PA\|NORWOOD, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 11, 2011	Feb 10, 2012	no	NATRONIA HEIGHTS, PA\|FORT MILL, SC\|NATRONIA HEIGHTS, PA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 15, 2010	Jul 28, 2011	no	SEVEN FIELDS, PA	Previous registration
TRUSTMONT ADVISORY GROUP, INC.	Bd affiliated wealth	Mar 25, 2009	Oct 5, 2009	no	NORTH HUNTINGDON, PA\|GREENSBURG, PA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	May 1, 2003	Aug 7, 2003	no	NO. HUNTINGTON, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ABSOLUTE CAPITAL MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 9, 2020	Feb 8, 2021	91	Firm change	RIA to ibd
DONOGHUE FORLINES LLC	ABSOLUTE CAPITAL MANAGEMENT, LLC	Mar 25, 2019	Jun 6, 2019	73	Firm change	Other
W.E. DONOGHUE & CO., INC	DONOGHUE FORLINES LLC	Dec 13, 2016	Dec 15, 2016	2	Firm change	Other
LPL FINANCIAL LLC	W.E. DONOGHUE & CO., INC	Feb 10, 2012	Apr 3, 2013	418	Firm change after gap	Other
VALIC FINANCIAL ADVISORS, INC.	LPL FINANCIAL LLC	Jul 28, 2011	Aug 11, 2011	14	Firm change	Other
TRUSTMONT ADVISORY GROUP, INC.	VALIC FINANCIAL ADVISORS, INC.	Oct 5, 2009	Dec 15, 2010	436	Firm change after gap	Other
CITIZENS SECURITIES, INC.	TRUSTMONT ADVISORY GROUP, INC.	Aug 7, 2003	Mar 25, 2009	2,057	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106705:285403:MA:2016-12-13	Dec 13, 2016	Dec 15, 2016	NORWOOD, MA	Firm change

Relationships

Registered with (8)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Feb 8, 2021 to presentfactForm ADV
→ ABSOLUTE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 6, 2019 to Nov 9, 2020factForm ADV
→ DONOGHUE FORLINES LLCRegistered adviserregistration: previous registration
Dec 15, 2016 to Mar 25, 2019factForm ADV
→ W.E. DONOGHUE & CO., INCRegistered adviserregistration: previous registration
Apr 3, 2013 to Dec 13, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 11, 2011 to Feb 10, 2012factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 15, 2010 to Jul 28, 2011factForm ADV
→ TRUSTMONT ADVISORY GROUP, INC.Registered adviserregistration: previous registration
Mar 25, 2009 to Oct 5, 2009factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
May 1, 2003 to Aug 7, 2003factForm ADV

Dated events

No dated event names this entity yet.