DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Harmony Wealth Partners

Former SEC-registered adviserBoston, MassachusettsCRD 330544SEC 801-130381IAPD
Legal name Harmony Wealth Partners LLC
Latest filing Nov 26, 2024
First filing on the tape Apr 29, 2024 · 9 filings
RAUM
$48.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
61%
$29.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$48.1M as of Nov 26, 2024
Apr 29, 2024$0 then
HNW client RAUM$28.1M as of Nov 26, 2024
Nov 1, 2024$28.1M then
State-registered IARs (5.B.3)2 as of Nov 26, 2024
Apr 29, 20241 then
Employees (5.A)2 as of Nov 26, 2024
Apr 29, 20241 then
Private funds: no history
Practice profile
derived from the filing of Nov 26, 2024; every figure names its basis
RAUM per advisor
$24.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.1MderivedHNW RAUM over HNW clients
Average account
$962,812derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$28.1M58%
  • Charitable organizations$17.8M37%
  • Individuals$1.1M2.2%
  • Pension and profit-sharing plans$972,9272.0%
  • Corporations and businesses$282,0080.6%
Individual clients
n/areported
HNW clients
9reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
50reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Stephen Matthew Morse · Chief Executive Officer And Chief Compliance Officercontrol
      since 04/2024 · owns 75% or more
    • Beth Kimberly Dellarocca · President
      since 06/2024 · owns 10% to 25%
    • Vincent Thomas Dunlap · Partner
      since 09/2024 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Boston, Ma · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 50
      Sep 20, 2024 to Nov 1, 2024
    • Advisory activities · 2 to 3
      Sep 20, 2024 to Nov 1, 2024
    • HNW clients · unset to 9.0
      Sep 20, 2024 to Nov 1, 2024
    • Assets in custody · 0.0 to unset
      Sep 20, 2024 to Nov 1, 2024
    • Custody of client assets · true to false
      Sep 20, 2024 to Nov 1, 2024
    • Employees · 3 to 2
      Sep 20, 2024 to Nov 1, 2024
    • Discretionary RAUM · $0 to $48.1M
      Sep 20, 2024 to Nov 1, 2024
    • HNW RAUM · unset to 28070680.0
      Sep 20, 2024 to Nov 1, 2024
    • Individual RAUM · unset to 1064264.0
      Sep 20, 2024 to Nov 1, 2024
    • Pension RAUM · unset to 972927.0
      Sep 20, 2024 to Nov 1, 2024
    • RAUM · $0 to $48.1M
      Sep 20, 2024 to Nov 1, 2024
    • Legal name · HARMONY WEALTH PARTNERS to HARMONY WEALTH PARTNERS LLC
      Jun 18, 2024 to Jun 26, 2024
    • Advisory employees · 1 to 2
      Apr 29, 2024 to Jun 6, 2024
    • Employees · 1 to 3
      Apr 29, 2024 to Jun 6, 2024
    • State-registered IARs · 1 to 2
      Apr 29, 2024 to Jun 6, 2024
    Signals
    6 dated events
    • Thomas Vincent Dunlap left Harmony Wealth Partners for Grimes & Company (registered 2025-07-07)
      Aug 20, 2025 · Advisor changed firm · fact
    • Matthew Stephen Morse left Harmony Wealth Partners for Grimes & Company (registered 2025-06-16)
      Aug 20, 2025 · Advisor changed firm · fact
    • 2 advisors left Harmony Wealth Partners (Boston, MA) for Grimes & Company on the same day
      Aug 20, 2025 · Team lift-out · derived
    • Leonard John Mannix (Chief Executive Officer / Chief Compliance Officer / Managing Member) no longer on Schedule A of Harmony Wealth Partners (listed 2024-06-26, absent 2024-09-20)
      Sep 20, 2024 · Control person left · inference
    • Stephen Matthew Morse (Member / Chief Investment Officer) appeared on Schedule A of Harmony Wealth Partners
      Jun 26, 2024 · Control person joined · fact
    • Harmony Wealth Partners filed its initial SEC registration (Form ADV)
      Apr 29, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026