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Advisor at BOK FINANCIAL ADVISORS
Tulsa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BOK FINANCIAL ADVISORS | Bd affiliated wealth | May 3, 2022 | n/a | yes | Tulsa, OK | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 5, 2020 | Apr 11, 2022 | no | AUSTIN, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Oct 20, 2015 | Jun 28, 2018 | no | Austin, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BOK FINANCIAL ADVISORS | Apr 11, 2022 | May 3, 2022 | 22 | Firm change | Wirehouse to ibd |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 28, 2018 | Feb 5, 2020 | 587 | Firm change after gap | Ibd to wirehouse |